{"openapi":"3.1.0","info":{"title":"3spread API","description":"Machine-readable SEC filing data for financial analysis, screening, and research. The 3spread API transforms raw EDGAR filings into typed structured datasets (holdings tables, insider transactions, ownership positions, offering terms, fund exposures) and categorized textual sections (MD&A, risk factors, business descriptions, CD&A).\n\n**New here?** Browse the **Getting Started** section in the sidebar for a quick-start request, authentication details, and response conventions.","version":"260701.1","contact":{"name":"3spread","url":"https://www.3spread.com/contact"}},"servers":[{"url":"https://api.3spread.com","description":"3spread API"}],"paths":{"/v1/health":{"get":{"tags":["Health"],"summary":"Health Check","description":"Enhanced health check with per-capability status.\n\nReturns overall service health based on critical capabilities:\n- healthy: All capabilities available\n- degraded: Service running but some capabilities unavailable\n- down: Critical capabilities unavailable\n\nResponse shape:\n    {\n        \"status\": \"healthy\" | \"degraded\" | \"down\",\n        \"service\": str,\n        \"version\": str,\n        \"timestamp\": str,\n        \"checks\": {\n            \"data\": bool,\n            \"auth\": bool,\n            \"gateway\": bool\n        }\n    }","operationId":"getHealth","responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/HealthResponse"}}}},"401":{"$ref":"#/components/responses/UnauthorizedError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}}}},"/v1/health/ready":{"get":{"tags":["Health"],"summary":"Readiness Check","description":"Readiness check with data-plane connectivity","operationId":"getReadiness","responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/ReadinessResponse"}}}},"401":{"$ref":"#/components/responses/UnauthorizedError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}}}},"/v1/entities/{cik}":{"get":{"tags":["Entities"],"summary":"Get registry metadata for one CIK","description":"Returns the registry profile for one SEC CIK: humans or companies,\nclassified or not. Includes whatever metadata the upstream pass has\npopulated (SIC, exchanges, EIN, LEI, state_of_incorp, filer status\nflags) plus a `links` block of outbound family-endpoint URLs.\n\n**Coverage note:** the registry is the union of every CIK 3spread\ntracks. Most rows currently have only `cik + name` populated; the\nrich metadata fields fill in as the metadata pass backfills. Use\n`is_human IS NOT NULL` on a row as today's reliable proxy for \"this\nrow has been classified\" (the curated subset has full metadata).\n\n`links.form4_as_filer` always points at `/insiders/owners/{cik}`:\nboth humans and companies can appear as Form 4 reporting owners, so\nthe outbound link is meaningful regardless of `is_human`.\n\nFor directory-style listings, see:\n- `/v1/people`: paginated list of confirmed humans.\n- `/v1/companies`: paginated list of companies (includes\n  unclassified rows where most major companies currently live).\n\nReturns 404 if the CIK is not in the registry.\n\n**Keywords:** CIK lookup, registry profile, type-agnostic, human or\ncompany, identifier resolution, EIN, LEI, exchange, SIC, fiscal year\nend, filer status, outbound links.","operationId":"getEntity","parameters":[{"name":"cik","in":"path","required":true,"schema":{"type":"string","pattern":"^\\d{1,10}$","description":"Required. SEC Central Index Key (1-10 digits, padded or unpadded).","title":"Cik"},"description":"Required. SEC Central Index Key (1-10 digits, padded or unpadded)."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/EntityProfileWithLinks"}}}},"401":{"$ref":"#/components/responses/UnauthorizedError"},"404":{"$ref":"#/components/responses/NotFoundError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/coverage/by-issuer/{cik_or_ticker}":{"get":{"tags":["Coverage"],"summary":"Coverage matrix for a single issuer","description":"Returns per-family filing counts and period ranges for one issuer.\nAccepts either a CIK (zero-padded or short form) or a ticker symbol.\n\nFamilies with no filings on file for the issuer are omitted from the\nresponse. Schedule 13D/G is not included: those filings key on CUSIP,\nnot issuer CIK, and require a separate cusip \u2192 cik resolve hop.\n\n**Example uses:**\n- `?` Apple's coverage: `/v1/coverage/by-issuer/AAPL`\n- `?` Apple by CIK: `/v1/coverage/by-issuer/320193`\n\n**Keywords:** issuer coverage, single-issuer audit, what filings, data\ncompleteness, period range, freshness check, ticker resolution, sales\ndemo.","operationId":"getCoverageByIssuer","parameters":[{"name":"cik_or_ticker","in":"path","required":true,"schema":{"type":"string","description":"Required. Issuer CIK (1-10 digits) or ticker symbol.","title":"Cik Or Ticker"},"description":"Required. Issuer CIK (1-10 digits) or ticker symbol.","example":"AAPL"}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/IssuerCoverageResponse"}}}},"401":{"$ref":"#/components/responses/UnauthorizedError"},"404":{"$ref":"#/components/responses/NotFoundError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/coverage/by-family":{"get":{"tags":["Coverage"],"summary":"Global coverage matrix","description":"Returns a per-family snapshot of the data 3spread has on file:\ndistinct CIK count, total filings, period range, accepted_time range.\n\nThis is the \"what does 3spread know?\" page-one answer: useful for\nsales / sizing / health-check consumers without polling each list\nendpoint individually.\n\n**Keywords:** global coverage, scope, sizing, ETL completeness, total\nfilings, distinct CIK count, dataset summary, data dictionary\ncompanion.","operationId":"getCoverageByFamily","responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/FamilyCoverageResponse"}}}},"401":{"$ref":"#/components/responses/UnauthorizedError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/intake":{"get":{"tags":["Coverage"],"summary":"Filing intake histogram","description":"Returns filing counts bucketed by accepted_time per family. Useful for\nmonitoring ETL throughput: e.g., \"did we ingest fewer Form 4s this\nweek than expected?\".\n\n`bucket_start` truncates to the period boundary (day / week / month).\nEmpty (bucket, family) pairs are omitted; treat absent rows as zero.\n\n**Examples:**\n- Daily for the last 30 days: `?period=daily&lookback_days=30`\n- Weekly for the last quarter: `?period=weekly&lookback_days=90`\n\n**Keywords:** ETL throughput, ingestion rate, intake histogram,\nvolume monitoring, daily filing count, week-over-week, pipeline\nhealth, ops dashboard.","operationId":"getIntake","parameters":[{"name":"period","in":"query","required":false,"schema":{"type":"string","pattern":"^(daily|weekly|monthly)$","description":"Optional. Bucket size: `daily`, `weekly`, or `monthly`.","default":"daily","title":"Period"},"description":"Optional. Bucket size: `daily`, `weekly`, or `monthly`."},{"name":"lookback_days","in":"query","required":false,"schema":{"type":"integer","maximum":3650,"minimum":1,"description":"Optional. Window length in days (default 30).","default":30,"title":"Lookback Days"},"description":"Optional. Window length in days (default 30)."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/IntakeResponse"}}}},"400":{"$ref":"#/components/responses/WindowError"},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/data-as-of":{"get":{"tags":["Coverage"],"summary":"Per-family freshness snapshot","description":"Returns the latest `accepted_time` and `period_of_report` plus total\n`filing_count` for every filing family. The cousin of\n`/health.data_as_of`: same idea, structured per-family for monitoring\nand integration use.\n\nPair with `/intake` to see whether recent absence of new rows is a\npipeline issue or a quiet day.\n\n**Keywords:** data freshness, last accepted, watermark, SLA, staleness\nindicator, monitoring, pipeline lag, integration heartbeat.","operationId":"getDataAsOf","responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/DataAsOfResponse"}}}},"401":{"$ref":"#/components/responses/UnauthorizedError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/changes/{family}":{"get":{"tags":["Changes"],"summary":"Family changefeed","description":"Returns a chronologically-sorted feed of filings accepted in the\nchosen family within the supplied window. Each row carries the\nfiling_id, cik, accepted_time, and an `action` flag indicating whether\nthe row is `created` (an original filing) or `amended` (an amendment).\n\nThe natural integration pattern is to keep a single cursor (the most\nrecent `accepted_time` you've seen) and poll\n`/changes/{family}?since=<cursor>` for incremental updates.\n\n**Examples:**\n- Insider filings since yesterday: `/changes/insiders?since=2026-04-28`\n- Form D filings within a window: `/changes/private_offerings?since=2026-04-01&until=2026-04-30`\n\n**Keywords:** changefeed, incremental sync, delta, cursor, polling,\ncreated, amended, ETL data refresh, accepted time watermark, webhook\nsubstitute, real-time pipeline.\n\n**Public Beta note:** the `registration_statements` family is still\nbeing backfilled; its changefeed may return empty results until the\nbackfill completes.","operationId":"listFamilyChanges","parameters":[{"name":"family","in":"path","required":true,"schema":{"allOf":[{"$ref":"#/components/schemas/FilingFamily"}],"description":"Required. Filing family to stream.","title":"Family"},"description":"Required. Filing family to stream."},{"name":"since","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Lower bound on accepted_time (inclusive). Accepts YYYY-MM-DD or full ISO 8601.","title":"Since"},"description":"Optional. Lower bound on accepted_time (inclusive). Accepts YYYY-MM-DD or full ISO 8601."},{"name":"until","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Upper bound on accepted_time (inclusive). Accepts YYYY-MM-DD or full ISO 8601.","title":"Until"},"description":"Optional. Upper bound on accepted_time (inclusive). Accepts YYYY-MM-DD or full ISO 8601."},{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":1000,"minimum":1,"description":"Optional. Maximum results (1-1000).","default":100,"title":"Limit"},"description":"Optional. Maximum results (1-1000)."},{"name":"offset","in":"query","required":false,"schema":{"type":"integer","minimum":0,"description":"Optional. Results to skip for pagination.","default":0,"title":"Offset"},"description":"Optional. Results to skip for pagination."},{"name":"order","in":"query","required":false,"schema":{"anyOf":[{"type":"string","enum":["asc","desc"]},{"type":"null"}],"default":"desc","title":"Order","description":"Sort direction by accepted_time. Default desc (newest first); asc for forward sync from since."},"description":"Sort direction by accepted_time. Default desc (newest first); asc for forward sync from since."},{"name":"cursor","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Cursor","description":"Opaque keyset pagination token from a prior response's next_cursor. Resend the same family/since/until/order alongside it. Advances past day-granular accepted_time cleanly; preferred over since/offset for sync."},"description":"Opaque keyset pagination token from a prior response's next_cursor. Resend the same family/since/until/order alongside it. Advances past day-granular accepted_time cleanly; preferred over since/offset for sync."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/ChangesResponse"}}}},"400":{"$ref":"#/components/responses/WindowError"},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/filings":{"get":{"tags":["Filings"],"summary":"List all filings","description":"List SEC filings across every family the ETL covers, with filtering\nby filer, ticker, form type, and accepted_time window.\n\n**Required:** at least one of `cik` / `ticker`, or both\n`accepted_start`+`accepted_end`. An unfiltered call returns `400` with\nthe generic code `HTTP_400` (not `MISSING_PARAMETER`).\n\n**Result window (no offset pagination).** Results are ordered\nmost-recent-first by `accepted_time`. With no window you get the most\nrecent filings (up to the row cap). Page backward by setting\n`accepted_end` to the previous response's `window.start`. The response\ncarries `window`, `returned`, `limit`, and `has_more` (true = the row\ncap was hit inside the window; narrow it or add a `cik`/`ticker` filter).\n\n**Window limits.** Max span: **3 days** unfiltered, **2 years** with a\n`cik`/`ticker` filter. A wider explicit span returns **400\n`WINDOW_TOO_WIDE`** (do not iterate past it assuming full coverage).\n`accepted_start`/`accepted_end` accept an ISO-8601 timestamp or a bare\ndate (date \u2192 `00:00:00Z`). Row cap: **1000**.\n\n**Examples:**\n- Most recent Form 4 filings: `?form_type=4`\n- AAPL filers in a window: `?ticker=AAPL&accepted_start=2024-01-01&accepted_end=2024-03-31`\n- Page backward: set `accepted_end` to the prior `window.start`.\n\n**Keywords:** EDGAR filing, cross-family discovery, multi-form,\nSEC submission, accepted time, filer, issuer, validation status, form\nuniverse, generic filter, ETL coverage, date window, has_more.","operationId":"listFilings","parameters":[{"name":"cik","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^\\d{1,10}$"},{"type":"null"}],"description":"Optional. Filer SEC Central Index Key (1-10 digits).","title":"Cik"},"description":"Optional. Filer SEC Central Index Key (1-10 digits)."},{"name":"ticker","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^[A-Z][A-Z0-9-]{0,9}$"},{"type":"null"}],"description":"Optional. Ticker symbol associated with the filer.","title":"Ticker"},"description":"Optional. Ticker symbol associated with the filer."},{"name":"form_type","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Exact SEC form type (e.g., '4', '13F-HR', 'D').","title":"Form Type"},"description":"Optional. Exact SEC form type (e.g., '4', '13F-HR', 'D')."},{"name":"sic","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^\\d{1,4}$"},{"type":"null"}],"description":"Optional. Filter by filer SIC code.","title":"Sic"},"description":"Optional. Filter by filer SIC code."},{"name":"is_valid","in":"query","required":false,"schema":{"anyOf":[{"type":"boolean"},{"type":"null"}],"description":"Optional. Filter by validation status.","title":"Is Valid"},"description":"Optional. Filter by validation status."},{"name":"accepted_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Window lower bound on accepted_time (inclusive). ISO-8601 timestamp or bare date. Most-recent-first; omit for the latest rows. Max span 3d unfiltered / 2y with a cik/ticker filter (else 400 WINDOW_TOO_WIDE).","title":"Accepted Start"},"description":"Optional. Window lower bound on accepted_time (inclusive). ISO-8601 timestamp or bare date. Most-recent-first; omit for the latest rows. Max span 3d unfiltered / 2y with a cik/ticker filter (else 400 WINDOW_TOO_WIDE)."},{"name":"accepted_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Window upper bound on accepted_time (inclusive). ISO-8601 timestamp or bare date. Page backward by setting this to the prior response's window.start.","title":"Accepted End"},"description":"Optional. Window upper bound on accepted_time (inclusive). ISO-8601 timestamp or bare date. Page backward by setting this to the prior response's window.start."},{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":1000,"minimum":1,"description":"Optional. Max rows (hard cap 1000).","default":100,"title":"Limit"},"description":"Optional. Max rows (hard cap 1000)."},{"name":"cursor","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Cursor","description":"Opaque keyset pagination token from a prior response's next_cursor. Resend the same filters alongside it. Preferred over manually narrowing accepted_end."},"description":"Opaque keyset pagination token from a prior response's next_cursor. Resend the same filters alongside it. Preferred over manually narrowing accepted_end."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/FilingsListResponse"}}}},"400":{"$ref":"#/components/responses/WindowError"},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/insiders":{"get":{"tags":["Insiders"],"summary":"List filings","description":"List Form 3/4/5 filings (insider beneficial ownership reports).\n\n**Required:** at least one of `cik` (insider's CIK), `ticker` (issuer trading symbol), `issuer_cik`, or both `period_start`+`period_end` / both `accepted_start`+`accepted_end`. Returns `400 MISSING_PARAMETER` otherwise.\n\n**Examples:**\n- All Form 4 filings for AAPL: `?ticker=AAPL&form_type=4`\n- A specific insider's filings: `?cik=1209191`\n- A company's amendments only: `?issuer_cik=320193&is_amendment=true`\n\n**Keywords:** Form 3, Form 5, Section 16, reporting owner, officer,\ndirector, ten percent owner, 10%, beneficial ownership, derivative,\nnon-derivative, governance, executive trading, refiling, restatement.","operationId":"listInsiders","parameters":[{"name":"cik","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^\\d{1,10}$"},{"type":"null"}],"description":"Conditional: at least one of [cik, ticker, issuer_cik] or both period_start+period_end or both accepted_start+accepted_end is required. Filer SEC CIK (the insider's CIK).","title":"Cik"},"description":"Conditional: at least one of [cik, ticker, issuer_cik] or both period_start+period_end or both accepted_start+accepted_end is required. Filer SEC CIK (the insider's CIK)."},{"name":"ticker","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^[A-Z][A-Z0-9-]{0,9}$"},{"type":"null"}],"description":"Conditional: at least one of [cik, ticker, issuer_cik] or both period_start+period_end or both accepted_start+accepted_end is required. Issuer trading symbol (the company being traded).","title":"Ticker"},"description":"Conditional: at least one of [cik, ticker, issuer_cik] or both period_start+period_end or both accepted_start+accepted_end is required. Issuer trading symbol (the company being traded)."},{"name":"issuer_cik","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^\\d{1,10}$"},{"type":"null"}],"description":"Conditional: at least one of [cik, ticker, issuer_cik] or both period_start+period_end or both accepted_start+accepted_end is required. Issuer SEC CIK (the company being traded).","title":"Issuer Cik"},"description":"Conditional: at least one of [cik, ticker, issuer_cik] or both period_start+period_end or both accepted_start+accepted_end is required. Issuer SEC CIK (the company being traded)."},{"name":"form_type","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Exact form type: 3, 3/A, 4, 4/A, 5, 5/A.","title":"Form Type"},"description":"Optional. Exact form type: 3, 3/A, 4, 4/A, 5, 5/A."},{"name":"is_amendment","in":"query","required":false,"schema":{"anyOf":[{"type":"boolean"},{"type":"null"}],"description":"Optional. Filter to amendments (True) or originals (False).","title":"Is Amendment"},"description":"Optional. Filter to amendments (True) or originals (False)."},{"name":"period_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Conditional: supplying both period_start+period_end satisfies the at-least-one-of requirement. Filter period_of_report >= this date.","title":"Period Start"},"description":"Conditional: supplying both period_start+period_end satisfies the at-least-one-of requirement. Filter period_of_report >= this date."},{"name":"period_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Conditional: supplying both period_start+period_end satisfies the at-least-one-of requirement. Filter period_of_report <= this date.","title":"Period End"},"description":"Conditional: supplying both period_start+period_end satisfies the at-least-one-of requirement. Filter period_of_report <= this date."},{"name":"accepted_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Conditional: supplying both accepted_start+accepted_end satisfies the at-least-one-of requirement. Filter accepted_time >= this date.","title":"Accepted Start"},"description":"Conditional: supplying both accepted_start+accepted_end satisfies the at-least-one-of requirement. Filter accepted_time >= this date."},{"name":"accepted_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Conditional: supplying both accepted_start+accepted_end satisfies the at-least-one-of requirement. Filter accepted_time <= this date.","title":"Accepted End"},"description":"Conditional: supplying both accepted_start+accepted_end satisfies the at-least-one-of requirement. Filter accepted_time <= this date."},{"name":"role","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^(officer|director|ten_percent_owner)$"},{"type":"null"}],"description":"Optional. Restrict to filings where at least one reporting owner has this role: `officer` (is_officer=true), `director` (is_director=true), or `ten_percent_owner`.","title":"Role"},"description":"Optional. Restrict to filings where at least one reporting owner has this role: `officer` (is_officer=true), `director` (is_director=true), or `ten_percent_owner`."},{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":1000,"minimum":1,"description":"Optional. Max rows (hard cap 1000).","default":100,"title":"Limit"},"description":"Optional. Max rows (hard cap 1000)."},{"name":"cursor","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Cursor","description":"Opaque keyset pagination token from a prior response's next_cursor. Resend the same filters alongside it. Preferred over manually narrowing accepted_end."},"description":"Opaque keyset pagination token from a prior response's next_cursor. Resend the same filters alongside it. Preferred over manually narrowing accepted_end."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/InsidersListResponse"}}}},"400":{"$ref":"#/components/responses/WindowError"},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/insiders/transactions":{"get":{"tags":["Insiders"],"summary":"Transaction stream","description":"Stream insider transactions across many filings (non-derivative,\nderivative, or both: set `transaction_kind`).\n\n**Required:** at least one identity filter (`issuer_cik`, `issuer_ticker`,\n`rpt_owner_cik`) **and** a bounded date window: at least one of\n`transaction_start` / `transaction_end`. Requests missing either return\n`400 MISSING_PARAMETER`.\n\n**Date window.** This endpoint aggregates over a large table, so a date\nwindow is mandatory. Supply one bound and the other is derived to form a\n1-day window; supply both to widen it, up to **730 days** (beyond that:\n`400 WINDOW_TOO_WIDE`). `since` / `until` are deprecated aliases for the\nbounds.\n\n**Examples:**\n- All AAPL insider purchases in a quarter: `?issuer_ticker=AAPL&transaction_code=P&transaction_start=2026-04-01&transaction_end=2026-06-30`\n- Tim Cook's transactions in one week: `?rpt_owner_cik=...&transaction_start=2026-06-01&transaction_end=2026-06-08`\n- Big trades only: `?issuer_ticker=AAPL&min_value=1000000&transaction_start=2026-01-01&transaction_end=2026-06-30`\n\n**Keywords:** P-code, S-code, A-code, M-code, F-code, G-code, X-code,\nacquired, disposed, accumulation, distribution, sentiment, smart money,\n10b5-1, planned trade, discretionary, option exercise, vesting, gift,\ntax withholding, governance, copy trading.","operationId":"listInsiderTransactions","parameters":[{"name":"transaction_kind","in":"query","required":false,"schema":{"allOf":[{"$ref":"#/components/schemas/TransactionKind"}],"description":"Optional. Limit to non-derivative, derivative, or both.","default":"all","title":"Transaction Kind"},"description":"Optional. Limit to non-derivative, derivative, or both."},{"name":"issuer_cik","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^\\d{1,10}$"},{"type":"null"}],"description":"Conditional: at least one of [issuer_cik, issuer_ticker, rpt_owner_cik] is required. Issuer SEC CIK (the company being traded).","title":"Issuer Cik"},"description":"Conditional: at least one of [issuer_cik, issuer_ticker, rpt_owner_cik] is required. Issuer SEC CIK (the company being traded)."},{"name":"issuer_ticker","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^[A-Z][A-Z0-9-]{0,9}$"},{"type":"null"}],"description":"Conditional: at least one of [issuer_cik, issuer_ticker, rpt_owner_cik] is required. Issuer ticker symbol.","title":"Issuer Ticker"},"description":"Conditional: at least one of [issuer_cik, issuer_ticker, rpt_owner_cik] is required. Issuer ticker symbol."},{"name":"rpt_owner_cik","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^\\d{1,10}$"},{"type":"null"}],"description":"Conditional: at least one of [issuer_cik, issuer_ticker, rpt_owner_cik] is required. Reporting-owner (insider) CIK.","title":"Rpt Owner Cik"},"description":"Conditional: at least one of [issuer_cik, issuer_ticker, rpt_owner_cik] is required. Reporting-owner (insider) CIK."},{"name":"transaction_code","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^[A-Z]$"},{"type":"null"}],"description":"Optional. Single-character transaction code: P=open-market purchase, S=open-market sale, A=grant/award, M=option exercise, G=gift, F=tax-withholding, D=disposition to issuer, I=discretionary plan, X=in-the-money option exercise.","title":"Transaction Code"},"description":"Optional. Single-character transaction code: P=open-market purchase, S=open-market sale, A=grant/award, M=option exercise, G=gift, F=tax-withholding, D=disposition to issuer, I=discretionary plan, X=in-the-money option exercise."},{"name":"transaction_acquired_disposed_code","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^[AD]$"},{"type":"null"}],"description":"Optional. A = shares acquired, D = shares disposed.","title":"Transaction Acquired Disposed Code"},"description":"Optional. A = shares acquired, D = shares disposed."},{"name":"transaction_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter transaction_date >= this date.","title":"Transaction Start"},"description":"Filter transaction_date >= this date. At least one of `transaction_start` / `transaction_end` is required; if only this bound is supplied, `transaction_end` is derived 1 day later."},{"name":"transaction_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter transaction_date <= this date.","title":"Transaction End"},"description":"Filter transaction_date <= this date. At least one of `transaction_start` / `transaction_end` is required; if only this bound is supplied, `transaction_start` is derived 1 day earlier."},{"name":"since","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Deprecated alias for `transaction_start`. Will be removed in a future release.","title":"Since"},"description":"Deprecated alias for `transaction_start`. Will be removed in a future release.","deprecated":true},{"name":"until","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Deprecated alias for `transaction_end`. Will be removed in a future release.","title":"Until"},"description":"Deprecated alias for `transaction_end`. Will be removed in a future release.","deprecated":true},{"name":"min_value","in":"query","required":false,"schema":{"anyOf":[{"type":"number"},{"type":"string"},{"type":"null"}],"description":"Optional. Minimum transaction USD value (shares \u00d7 price_per_share, or transaction_total_value).","title":"Min Value"},"description":"Optional. Minimum transaction USD value (shares \u00d7 price_per_share, or transaction_total_value)."},{"name":"max_value","in":"query","required":false,"schema":{"anyOf":[{"type":"number"},{"type":"string"},{"type":"null"}],"description":"Optional. Maximum transaction USD value.","title":"Max Value"},"description":"Optional. Maximum transaction USD value."},{"name":"role","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^(officer|director|ten_percent_owner)$"},{"type":"null"}],"description":"Optional. Restrict to transactions whose filing has at least one reporting owner with this role: `officer`, `director`, or `ten_percent_owner`.","title":"Role"},"description":"Optional. Restrict to transactions whose filing has at least one reporting owner with this role: `officer`, `director`, or `ten_percent_owner`."},{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":500,"minimum":1,"description":"Optional. Maximum results (1-500).","default":100,"title":"Limit"},"description":"Optional. Maximum results (1-500)."},{"name":"offset","in":"query","required":false,"schema":{"type":"integer","minimum":0,"description":"Optional. Results to skip for pagination.","default":0,"title":"Offset"},"description":"Optional. Results to skip for pagination."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/InsiderTransactionsListResponse"}}}},"400":{"$ref":"#/components/responses/WindowError"},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/insiders/owners/{rpt_owner_cik}":{"get":{"tags":["Insiders"],"summary":"Filings by reporting owner","description":"Every Form 3/4/5 filing where `rpt_owner_cik` appears in the reporting\nowners list.\n\n**Keywords:** Section 16, insider, reporting owner, lifetime filings,\ncareer, executive history, copy trading, governance, officer, director,\nten percent owner.","operationId":"listInsiderOwnerFilings","parameters":[{"name":"rpt_owner_cik","in":"path","required":true,"schema":{"type":"string","pattern":"^\\d{1,10}$","description":"Required. Reporting-owner (insider) CIK.","title":"Rpt Owner Cik"},"description":"Required. Reporting-owner (insider) CIK."},{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":500,"minimum":1,"description":"Optional. Maximum results (1-500).","default":50,"title":"Limit"},"description":"Optional. Maximum results (1-500)."},{"name":"offset","in":"query","required":false,"schema":{"type":"integer","minimum":0,"description":"Optional. Results to skip for pagination.","default":0,"title":"Offset"},"description":"Optional. Results to skip for pagination."},{"name":"sort","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Sort field. Allowed: `accepted_time`, `period_of_report`, `form_type`. Default: `accepted_time`.","title":"Sort"},"description":"Optional. Sort field. Allowed: `accepted_time`, `period_of_report`, `form_type`. Default: `accepted_time`."},{"name":"order","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^(asc|desc)$","enum":["asc","desc"]},{"type":"null"}],"description":"Optional. Sort direction: `asc` or `desc`. Default: `desc`.","title":"Order"},"description":"Optional. Sort direction: `asc` or `desc`. Default: `desc`."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/InsidersOwnerFilingsResponse"}}}},"401":{"$ref":"#/components/responses/UnauthorizedError"},"404":{"$ref":"#/components/responses/NotFoundError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/insiders/entities":{"get":{"tags":["Insiders"],"summary":"List issuers","description":"Discovery endpoint: list distinct issuers (public companies) with\nForm 3/4/5 filings on file, with summary statistics for each.\n\nReturns one row per `issuer_cik` with:\n- Issuer identifiers (CIK, modal name, distinct issuer trading symbols)\n- `filing_count`: total Form 3/4/5 filings naming the issuer\n- `period_min` / `period_max`: earliest and latest period_of_report\n\n**Examples:**\n- All issuers: `/insiders/entities`\n- Search by name or ticker: `/insiders/entities?search=apple`\n- Most-active issuers first: `/insiders/entities?sort=filing_count&order=desc`\n\n**See also:** `/v1/entities/{cik}` for the registry-level profile\n(SIC, exchanges, EIN, LEI, filer status flags) and outbound link map\nfor any of the issuers returned here.\n\n**Keywords:** insider activity discovery, issuer registry, public\ncompany, governance scope, Section 16 issuers, ticker resolution,\nreporting universe.","operationId":"listInsiderEntities","parameters":[{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":1000,"minimum":1,"description":"Optional. Maximum results to return.","default":100,"title":"Limit"},"description":"Optional. Maximum results to return."},{"name":"offset","in":"query","required":false,"schema":{"type":"integer","minimum":0,"description":"Optional. Number of results to skip.","default":0,"title":"Offset"},"description":"Optional. Number of results to skip."},{"name":"search","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Search by issuer name or ticker (case-insensitive).","title":"Search"},"description":"Optional. Search by issuer name or ticker (case-insensitive)."},{"name":"sort","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Sort field. Allowed: `company_name`, `filing_count`, `period_max`. Default: `company_name`.","title":"Sort"},"description":"Optional. Sort field. Allowed: `company_name`, `filing_count`, `period_max`. Default: `company_name`."},{"name":"order","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^(asc|desc)$","enum":["asc","desc"]},{"type":"null"}],"description":"Optional. Sort direction: `asc` or `desc`. Default: `asc` for `company_name`, `desc` otherwise.","title":"Order"},"description":"Optional. Sort direction: `asc` or `desc`. Default: `asc` for `company_name`, `desc` otherwise."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/InsidersEntitiesListResponse"}}}},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/insiders/biography/{rpt_owner_cik}":{"get":{"tags":["Insiders"],"summary":"Reporting-owner biography","description":"Returns the lifetime Form 3/4/5 footprint for a single reporting\nowner: per-issuer rollups (filing count, transaction count, lifetime\nbuy/sell dollars, first/last transaction dates) plus officer/director/\n10%+ flags.\n\nThe natural copy-trader query: \"show me Bezos's full AMZN trade\nhistory\": one call instead of paginating /insiders/transactions.\n\n**Examples:**\n- Tim Cook (CIK 1214156): `/insiders/biography/1214156`\n\n**Keywords:** lifetime career, executive history, biography,\naccumulation, distribution, P-code, smart money, copy trading,\nmulti-issuer, board service, officer history, Form 3, Form 5.","operationId":"getInsiderBiography","parameters":[{"name":"rpt_owner_cik","in":"path","required":true,"schema":{"type":"string","pattern":"^\\d{1,10}$","description":"Required. Reporting owner CIK (1-10 digits).","title":"Rpt Owner Cik"},"description":"Required. Reporting owner CIK (1-10 digits).","example":"1214156"}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/InsiderBiographyResponse"}}}},"401":{"$ref":"#/components/responses/UnauthorizedError"},"404":{"$ref":"#/components/responses/NotFoundError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/insiders/buy-sell-ratio":{"get":{"tags":["Insiders"],"summary":"Buy/sell ratio","description":"Returns the canonical insider sentiment ratio over a rolling window:\nbuys_dollars / (buys_dollars + sells_dollars). Defaults to the last\n90 days; filter by issuer (cik or ticker) or by SIC for sector mood.\n\n**Examples:**\n- AAPL last 90 days: `?ticker=AAPL`\n- AAPL last 30 days: `?ticker=AAPL&window_days=30`\n- Tech-sector (SIC 7372) buy-sell ratio: `?sic=7372`\n\n**Keywords:** sentiment, accumulation, distribution, P-code, S-code,\nsmart money, sector mood, directional flow, rolling window, signal,\ngovernance, SIC.","operationId":"getInsiderBuySellRatio","parameters":[{"name":"cik","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^\\d{1,10}$"},{"type":"null"}],"description":"Optional. Issuer CIK to scope the ratio to (1-10 digits).","title":"Cik"},"description":"Optional. Issuer CIK to scope the ratio to (1-10 digits)."},{"name":"ticker","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^[A-Z][A-Z0-9-]{0,9}$"},{"type":"null"}],"description":"Optional. Issuer ticker symbol to scope the ratio to.","title":"Ticker"},"description":"Optional. Issuer ticker symbol to scope the ratio to."},{"name":"sic","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^\\d{1,4}$"},{"type":"null"}],"description":"Optional. Filer SIC code (1-4 digits) to scope the ratio to a sector.","title":"Sic"},"description":"Optional. Filer SIC code (1-4 digits) to scope the ratio to a sector."},{"name":"window_days","in":"query","required":false,"schema":{"type":"integer","maximum":3650,"minimum":1,"description":"Optional. Trailing window in days (default 90).","default":90,"title":"Window Days"},"description":"Optional. Trailing window in days (default 90)."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/InsiderBuySellRatioResponse"}}}},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/insiders/{filing_id}":{"get":{"tags":["Insiders"],"summary":"Get a filing","description":"Returns the parent filing plus reporting_owners, nonderiv/deriv\nholdings, and nonderiv/deriv transactions in a single response.\nEach child set is small per filing (max ~30).\n\n**Keywords:** Form 3, Form 5, Section 16, derivative, non-derivative,\nreporting owner, bundled detail, insider, executive trading,\ngovernance.","operationId":"getInsiderFiling","parameters":[{"name":"filing_id","in":"path","required":true,"schema":{"type":"string","description":"Required. Filing identifier.","title":"Filing Id"},"description":"Required. Filing identifier."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/InsiderFilingDetail"}}}},"401":{"$ref":"#/components/responses/UnauthorizedError"},"404":{"$ref":"#/components/responses/NotFoundError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/institutional-holdings":{"get":{"tags":["Institutional Holdings"],"summary":"List filings","description":"List Form 13F filings (institutional investment manager quarterly\nholdings). Filters by manager (`cik` or `filing_manager_cik`),\nticker (filer_tickers JSONB), report_type (HR/NT), period dates.\n\n**Keywords:** 13F-HR, 13F-NT, 13F-CR, hedge fund, asset manager,\nquarterly portfolio, position disclosure, joint filing, amendment,\nrestatement, $100M threshold, voting authority.","operationId":"listInstitutionalHoldings","parameters":[{"name":"cik","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^\\d{1,10}$"},{"type":"null"}],"description":"Optional. Filer SEC Central Index Key (1-10 digits).","title":"Cik"},"description":"Optional. Filer SEC Central Index Key (1-10 digits)."},{"name":"ticker","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^[A-Z][A-Z0-9-]{0,9}$"},{"type":"null"}],"description":"Optional. Filer ticker symbol.","title":"Ticker"},"description":"Optional. Filer ticker symbol."},{"name":"filing_manager_cik","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^\\d{1,10}$"},{"type":"null"}],"description":"Optional. Filing manager CIK: typically the same as cik but distinct for joint filings.","title":"Filing Manager Cik"},"description":"Optional. Filing manager CIK: typically the same as cik but distinct for joint filings."},{"name":"report_type","in":"query","required":false,"schema":{"anyOf":[{"type":"string","enum":["13F HOLDINGS REPORT","13F NOTICE","13F COMBINATION REPORT"]},{"type":"null"}],"title":"Report Type","description":"Optional. 13F report type. One of: '13F HOLDINGS REPORT', '13F NOTICE', '13F COMBINATION REPORT'. An out-of-set value returns 422."},"description":"Optional. 13F report type. One of: '13F HOLDINGS REPORT', '13F NOTICE', '13F COMBINATION REPORT'. An out-of-set value returns 422."},{"name":"is_amendment","in":"query","required":false,"schema":{"anyOf":[{"type":"boolean"},{"type":"null"}],"description":"Optional. Filter to amendments (True) or originals (False).","title":"Is Amendment"},"description":"Optional. Filter to amendments (True) or originals (False)."},{"name":"period_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter period_of_report >= this date.","title":"Period Start"},"description":"Optional. Filter period_of_report >= this date."},{"name":"period_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter period_of_report <= this date.","title":"Period End"},"description":"Optional. Filter period_of_report <= this date."},{"name":"accepted_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Window lower bound on accepted_time (ISO-8601 timestamp or bare date). Max span 31d unfiltered / 5y with a cik/ticker filter.","title":"Accepted Start"},"description":"Optional. Window lower bound on accepted_time (ISO-8601 timestamp or bare date). Max span 31d unfiltered / 5y with a cik/ticker filter."},{"name":"accepted_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Window upper bound on accepted_time. Page backward via the prior response's window.start.","title":"Accepted End"},"description":"Optional. Window upper bound on accepted_time. Page backward via the prior response's window.start."},{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":1000,"minimum":1,"description":"Optional. Max rows (hard cap 1000).","default":100,"title":"Limit"},"description":"Optional. Max rows (hard cap 1000)."},{"name":"cursor","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Cursor","description":"Opaque keyset pagination token from a prior response's next_cursor. Resend the same filters alongside it. Preferred over manually narrowing accepted_end."},"description":"Opaque keyset pagination token from a prior response's next_cursor. Resend the same filters alongside it. Preferred over manually narrowing accepted_end."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/InstitutionalHoldingsListResponse"}}}},"400":{"$ref":"#/components/responses/WindowError"},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/institutional-holdings/holdings":{"get":{"tags":["Institutional Holdings"],"summary":"Holdings stream","description":"Stream 13F holdings across many filings: supports \"who holds AAPL?\"\nby `cusip`, \"Berkshire's holdings over time\" by `filing_manager_cik`,\nand \"this filing's holdings\" by `filing_id`.\n\n**Required:** at least one of `cusip`, `name_of_issuer`, `filing_manager_cik`, `filing_id`. Returns `400 MISSING_PARAMETER` otherwise.\n\n**Keywords:** who holds, position lookup, security holders, manager\npositions, hedge fund holdings, voting authority, sole, shared, none,\ncrowding, concentration, manager flow, position evolution, CUSIP.","operationId":"listInstitutionalCrossHoldings","parameters":[{"name":"cusip","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Conditional: at least one of `cusip`, `name_of_issuer`, `filing_manager_cik`, `filing_id` is required. 9-character CUSIP.","title":"Cusip"},"description":"Conditional: at least one of `cusip`, `name_of_issuer`, `filing_manager_cik`, `filing_id` is required. 9-character CUSIP."},{"name":"name_of_issuer","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Conditional: at least one of `cusip`, `name_of_issuer`, `filing_manager_cik`, `filing_id` is required. Issuer name (substring match).","title":"Name Of Issuer"},"description":"Conditional: at least one of `cusip`, `name_of_issuer`, `filing_manager_cik`, `filing_id` is required. Issuer name (substring match)."},{"name":"filing_manager_cik","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^\\d{1,10}$"},{"type":"null"}],"description":"Conditional: at least one of `cusip`, `name_of_issuer`, `filing_manager_cik`, `filing_id` is required. Filing-manager CIK.","title":"Filing Manager Cik"},"description":"Conditional: at least one of `cusip`, `name_of_issuer`, `filing_manager_cik`, `filing_id` is required. Filing-manager CIK."},{"name":"filing_id","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Conditional: at least one of `cusip`, `name_of_issuer`, `filing_manager_cik`, `filing_id` is required. Filing identifier.","title":"Filing Id"},"description":"Conditional: at least one of `cusip`, `name_of_issuer`, `filing_manager_cik`, `filing_id` is required. Filing identifier."},{"name":"period_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter period_of_report >= this date.","title":"Period Start"},"description":"Optional. Filter period_of_report >= this date."},{"name":"period_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter period_of_report <= this date.","title":"Period End"},"description":"Optional. Filter period_of_report <= this date."},{"name":"period","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Deprecated alias for the legacy point-in-time filter: sets both `period_start` and `period_end` to the same date. Will be removed in a future release.","title":"Period"},"description":"Deprecated alias for the legacy point-in-time filter: sets both `period_start` and `period_end` to the same date. Will be removed in a future release.","deprecated":true},{"name":"min_value","in":"query","required":false,"schema":{"anyOf":[{"type":"number"},{"type":"string"},{"type":"null"}],"description":"Optional. Minimum holding value in whole USD (filters on value_usd).","title":"Min Value"},"description":"Optional. Minimum holding value in whole USD (filters on value_usd)."},{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":500,"minimum":1,"description":"Optional. Maximum results (1-500).","default":100,"title":"Limit"},"description":"Optional. Maximum results (1-500)."},{"name":"offset","in":"query","required":false,"schema":{"type":"integer","minimum":0,"description":"Optional. Results to skip for pagination.","default":0,"title":"Offset"},"description":"Optional. Results to skip for pagination."},{"name":"sort","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Sort field. Allowed: `period_of_report`, `value` (ranks by dollar size via value_usd), `name_of_issuer`. Default: `period_of_report`.","title":"Sort"},"description":"Optional. Sort field. Allowed: `period_of_report`, `value` (ranks by dollar size via value_usd), `name_of_issuer`. Default: `period_of_report`."},{"name":"order","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^(asc|desc)$","enum":["asc","desc"]},{"type":"null"}],"description":"Optional. Sort direction: `asc` or `desc`. Default: `desc`.","title":"Order"},"description":"Optional. Sort direction: `asc` or `desc`. Default: `desc`."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/InstitutionalCrossHoldingsResponse"}}}},"400":{"$ref":"#/components/responses/WindowError"},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/institutional-holdings/{filing_id}":{"get":{"tags":["Institutional Holdings"],"summary":"Get a filing","description":"Returns the parent filing plus other_managers. Holdings (which can\nhit 50k+ rows per filing) are NOT bundled: fetch them via\n`/v1/institutional-holdings/holdings?filing_id={filing_id}`.\n\n**Keywords:** 13F-HR, 13F-NT, joint filing, other managers, primary\nmanager, hedge fund report, quarterly position disclosure, amendment,\nrestatement.","operationId":"getInstitutionalFiling","parameters":[{"name":"filing_id","in":"path","required":true,"schema":{"type":"string","description":"Required. Filing identifier.","title":"Filing Id"},"description":"Required. Filing identifier."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/InstitutionalFilingDetail"}}}},"401":{"$ref":"#/components/responses/UnauthorizedError"},"404":{"$ref":"#/components/responses/NotFoundError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/private-offerings":{"get":{"tags":["Private Offerings"],"summary":"List filings","description":"List Form D filings (private placements / Reg D exempt offerings).\n\n**Examples:**\n- All offerings by a company: `?cik=1234567`\n- Hedge funds only: `?investment_fund_type=Hedge Fund`\n- Big offerings: `?min_offering_amount=10000000`\n- Recent: `?accepted_start=2024-01-01`\n\n**Keywords:** Reg D, Regulation D, 506(b), 506(c), 504, exemption,\nprivate placement, accredited investor, general solicitation, hedge\nfund, venture capital, private equity, capital raise, fund formation,\nunregistered offering.","operationId":"listPrivateOfferings","parameters":[{"name":"cik","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^\\d{1,10}$"},{"type":"null"}],"description":"Optional. Filer SEC Central Index Key (1-10 digits).","title":"Cik"},"description":"Optional. Filer SEC Central Index Key (1-10 digits)."},{"name":"ticker","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^[A-Z][A-Z0-9-]{0,9}$"},{"type":"null"}],"description":"Optional. Filer ticker symbol.","title":"Ticker"},"description":"Optional. Filer ticker symbol."},{"name":"is_amendment","in":"query","required":false,"schema":{"anyOf":[{"type":"boolean"},{"type":"null"}],"description":"Optional. Filter to amendments (True) or originals (False).","title":"Is Amendment"},"description":"Optional. Filter to amendments (True) or originals (False)."},{"name":"industry_group_type","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Form D industry group code (e.g., 'Technology', 'RealEstate', 'Health Care').","title":"Industry Group Type"},"description":"Optional. Form D industry group code (e.g., 'Technology', 'RealEstate', 'Health Care')."},{"name":"investment_fund_type","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Investment-fund type (e.g., 'Hedge Fund', 'Venture Capital Fund', 'Private Equity Fund').","title":"Investment Fund Type"},"description":"Optional. Investment-fund type (e.g., 'Hedge Fund', 'Venture Capital Fund', 'Private Equity Fund')."},{"name":"min_offering_amount","in":"query","required":false,"schema":{"anyOf":[{"type":"number"},{"type":"string"},{"type":"null"}],"description":"Optional. Minimum total offering amount (USD).","title":"Min Offering Amount"},"description":"Optional. Minimum total offering amount (USD)."},{"name":"max_offering_amount","in":"query","required":false,"schema":{"anyOf":[{"type":"number"},{"type":"string"},{"type":"null"}],"description":"Optional. Maximum total offering amount (USD).","title":"Max Offering Amount"},"description":"Optional. Maximum total offering amount (USD)."},{"name":"min_amount_sold","in":"query","required":false,"schema":{"anyOf":[{"type":"number"},{"type":"string"},{"type":"null"}],"description":"Optional. Minimum total amount sold to date (USD).","title":"Min Amount Sold"},"description":"Optional. Minimum total amount sold to date (USD)."},{"name":"max_amount_sold","in":"query","required":false,"schema":{"anyOf":[{"type":"number"},{"type":"string"},{"type":"null"}],"description":"Optional. Maximum total amount sold to date (USD).","title":"Max Amount Sold"},"description":"Optional. Maximum total amount sold to date (USD)."},{"name":"accepted_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Window lower bound on accepted_time (ISO-8601 timestamp or bare date). Max span 31d unfiltered / 5y with a cik/ticker filter.","title":"Accepted Start"},"description":"Optional. Window lower bound on accepted_time (ISO-8601 timestamp or bare date). Max span 31d unfiltered / 5y with a cik/ticker filter."},{"name":"accepted_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Window upper bound on accepted_time. Page backward via the prior response's window.start.","title":"Accepted End"},"description":"Optional. Window upper bound on accepted_time. Page backward via the prior response's window.start."},{"name":"period_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter period_of_report >= this date.","title":"Period Start"},"description":"Optional. Filter period_of_report >= this date."},{"name":"period_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter period_of_report <= this date.","title":"Period End"},"description":"Optional. Filter period_of_report <= this date."},{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":1000,"minimum":1,"description":"Optional. Max rows (hard cap 1000).","default":100,"title":"Limit"},"description":"Optional. Max rows (hard cap 1000)."},{"name":"cursor","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Cursor","description":"Opaque keyset pagination token from a prior response's next_cursor. Resend the same filters alongside it. Preferred over manually narrowing accepted_end."},"description":"Opaque keyset pagination token from a prior response's next_cursor. Resend the same filters alongside it. Preferred over manually narrowing accepted_end."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/PrivateOfferingsListResponse"}}}},"400":{"$ref":"#/components/responses/WindowError"},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/private-offerings/entities":{"get":{"tags":["Private Offerings"],"summary":"List filers","description":"Discovery endpoint: list distinct filers with Form D filings on file,\nwith summary statistics for each.\n\nReturns one row per filer `cik` with:\n- Filer identifiers (CIK, modal name, ticker symbols when present)\n- `filing_count`: total Form D filings on file\n- `period_min` / `period_max`: earliest and latest period_of_report\n- `total_offering_amount_sum`: SUM of `total_offering_amount` across the filer's filings (USD; null when no filing reports an amount)\n\n**Examples:**\n- All filers: `/private-offerings/entities`\n- Search by name: `/private-offerings/entities?search=acme`\n- Largest issuers first: `/private-offerings/entities?sort=filing_count&order=desc`\n\n**See also:** `/v1/entities/{cik}` for the registry-level profile\nof any filer returned here.\n\n**Keywords:** Form D issuer registry, private fund directory, hedge\nfund, venture capital, private equity, accredited investor offering,\nfiler discovery, name search.","operationId":"listPrivateOfferingEntities","parameters":[{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":1000,"minimum":1,"description":"Optional. Maximum results to return.","default":100,"title":"Limit"},"description":"Optional. Maximum results to return."},{"name":"offset","in":"query","required":false,"schema":{"type":"integer","minimum":0,"description":"Optional. Number of results to skip.","default":0,"title":"Offset"},"description":"Optional. Number of results to skip."},{"name":"search","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Search by filer name (case-insensitive).","title":"Search"},"description":"Optional. Search by filer name (case-insensitive)."},{"name":"sort","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Sort field. Allowed: `company_name`, `filing_count`, `period_max`. Default: `company_name`.","title":"Sort"},"description":"Optional. Sort field. Allowed: `company_name`, `filing_count`, `period_max`. Default: `company_name`."},{"name":"order","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^(asc|desc)$","enum":["asc","desc"]},{"type":"null"}],"description":"Optional. Sort direction: `asc` or `desc`. Default: `asc` for `company_name`, `desc` otherwise.","title":"Order"},"description":"Optional. Sort direction: `asc` or `desc`. Default: `asc` for `company_name`, `desc` otherwise."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/PrivateOfferingsEntitiesListResponse"}}}},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/private-offerings/{filing_id}":{"get":{"tags":["Private Offerings"],"summary":"Get a filing","description":"Get a single Form D exempt-offering filing by `filing_id` (UUID).\nReturns the bundled filing header (totals, exemptions claimed,\nindustry classification, amendment flag) plus all named issuers and\nrelated persons (executives, directors, promoters).\n\nPass `include_form_data=false` to drop the heavy raw `form_data` JSON\nblob when you only need the parsed fields. Use `/private-offerings`\nto discover `filing_id` values.\n\n**Keywords:** Reg D, 506(b), 506(c), 504, exemption, private\nplacement, accredited investor, hedge fund, venture capital, private\nequity, related persons, executives, promoters, capital raise.","operationId":"getPrivateOfferingFiling","parameters":[{"name":"filing_id","in":"path","required":true,"schema":{"type":"string","description":"Required. Filing identifier.","title":"Filing Id"},"description":"Required. Filing identifier."},{"name":"include_form_data","in":"query","required":false,"schema":{"type":"boolean","description":"Optional. Include the heavy form_data JSON blob.","default":true,"title":"Include Form Data"},"description":"Optional. Include the raw form_data JSON column in the response (default true)."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/PrivateOfferingDetail"}}}},"401":{"$ref":"#/components/responses/UnauthorizedError"},"404":{"$ref":"#/components/responses/NotFoundError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/fund-portfolios":{"get":{"tags":["Fund Portfolios"],"summary":"List Form N-PORT filings","description":"List Form N-PORT filings (registered investment company monthly\nportfolio reports). Filters by registrant_cik, series, class, period.\n\n**Keywords:** monthly portfolio, registered fund, mutual fund, ETF,\nclosed-end fund, BDC, public holding, position disclosure, fund\nportfolio, monthly fund report, series, share class, confidential\nfiling, final filing, deregistration.\n\n**Requires a filter:** at least one of `registrant_cik`, `series_id`, `class_id`, or a fully-bounded period/accepted window (both bounds of\n`report_period_*` or `accepted_*`), else `400` with the generic code\n`HTTP_400` (not `MISSING_PARAMETER`).","operationId":"listFundPortfolios","parameters":[{"name":"registrant_cik","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^\\d{1,10}$"},{"type":"null"}],"description":"Optional. Filter by registrant (fund company) CIK.","title":"Registrant Cik"},"description":"Optional. Filter by registrant (fund company) CIK."},{"name":"series_id","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter by SEC fund series identifier (e.g., S000001234).","title":"Series Id"},"description":"Optional. Filter by SEC fund series identifier (e.g., S000001234)."},{"name":"class_id","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter by SEC share class identifier (e.g., C000001234).","title":"Class Id"},"description":"Optional. Filter by SEC share class identifier (e.g., C000001234)."},{"name":"is_confidential","in":"query","required":false,"schema":{"anyOf":[{"type":"boolean"},{"type":"null"}],"description":"Optional. Filter to confidential filings only when true.","title":"Is Confidential"},"description":"Optional. Filter to confidential filings only when true."},{"name":"is_final_filing","in":"query","required":false,"schema":{"anyOf":[{"type":"boolean"},{"type":"null"}],"description":"Optional. Filter to final (de-registration) filings only when true.","title":"Is Final Filing"},"description":"Optional. Filter to final (de-registration) filings only when true."},{"name":"report_period_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter report_period_end >= this date.","title":"Report Period Start"},"description":"Optional. Filter report_period_end >= this date."},{"name":"report_period_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter report_period_end <= this date.","title":"Report Period End"},"description":"Optional. Filter report_period_end <= this date."},{"name":"accepted_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter accepted_time >= this date.","title":"Accepted Start"},"description":"Optional. Filter accepted_time >= this date."},{"name":"accepted_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter accepted_time <= this date.","title":"Accepted End"},"description":"Optional. Filter accepted_time <= this date."},{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":500,"minimum":1,"description":"Optional. Maximum results (1-500).","default":50,"title":"Limit"},"description":"Optional. Maximum results (1-500)."},{"name":"offset","in":"query","required":false,"schema":{"type":"integer","minimum":0,"description":"Optional. Results to skip for pagination.","default":0,"title":"Offset"},"description":"Optional. Results to skip for pagination."},{"name":"sort","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Sort field. Allowed: `accepted_time`, `period_of_report`, `report_period_end`. Default: `accepted_time`.","title":"Sort"},"description":"Optional. Sort field. Allowed: `accepted_time`, `period_of_report`, `report_period_end`. Default: `accepted_time`."},{"name":"order","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^(asc|desc)$","enum":["asc","desc"]},{"type":"null"}],"description":"Optional. Sort direction: `asc` or `desc`. Default: `desc`.","title":"Order"},"description":"Optional. Sort direction: `asc` or `desc`. Default: `desc`."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/FundPortfoliosListResponse"}}}},"400":{"$ref":"#/components/responses/WindowError"},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/fund-portfolios/holdings":{"get":{"tags":["Fund Portfolios"],"summary":"Holdings stream","description":"Stream N-PORT holdings across many filings. Supports fund-overlap\nanalysis by `cusip`/`isin`/`lei`, single-filing pull via `filing_id`,\nand time-series via `registrant_cik` + period range.\n\n**Required:** at least one of `cusip`, `isin`, `lei`, `name`, `registrant_cik`, `filing_id`. Returns `400 MISSING_PARAMETER` otherwise.\n\n**Keywords:** who holds, fund overlap, security lookup, CUSIP, ISIN,\nLEI, asset category, issuer category, fair value level, restricted\nsecurity, country exposure, derivative instrument, debt holding,\nequity holding, fund flow.","operationId":"listFundPortfolioCrossHoldings","parameters":[{"name":"cusip","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Conditional: at least one of `cusip`, `isin`, `lei`, `name`, `registrant_cik`, `filing_id` is required. 9-character CUSIP.","title":"Cusip"},"description":"Conditional: at least one of `cusip`, `isin`, `lei`, `name`, `registrant_cik`, `filing_id` is required. 9-character CUSIP."},{"name":"isin","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Conditional: at least one of `cusip`, `isin`, `lei`, `name`, `registrant_cik`, `filing_id` is required. ISIN identifier.","title":"Isin"},"description":"Conditional: at least one of `cusip`, `isin`, `lei`, `name`, `registrant_cik`, `filing_id` is required. ISIN identifier."},{"name":"lei","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Conditional: at least one of `cusip`, `isin`, `lei`, `name`, `registrant_cik`, `filing_id` is required. Legal Entity Identifier.","title":"Lei"},"description":"Conditional: at least one of `cusip`, `isin`, `lei`, `name`, `registrant_cik`, `filing_id` is required. Legal Entity Identifier."},{"name":"name","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Conditional: at least one of `cusip`, `isin`, `lei`, `name`, `registrant_cik`, `filing_id` is required. Issuer name (substring match).","title":"Name"},"description":"Conditional: at least one of `cusip`, `isin`, `lei`, `name`, `registrant_cik`, `filing_id` is required. Issuer name (substring match)."},{"name":"registrant_cik","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^\\d{1,10}$"},{"type":"null"}],"description":"Conditional: at least one of `cusip`, `isin`, `lei`, `name`, `registrant_cik`, `filing_id` is required. Registrant CIK.","title":"Registrant Cik"},"description":"Conditional: at least one of `cusip`, `isin`, `lei`, `name`, `registrant_cik`, `filing_id` is required. Registrant CIK."},{"name":"filing_id","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Conditional: at least one of `cusip`, `isin`, `lei`, `name`, `registrant_cik`, `filing_id` is required. Filing identifier.","title":"Filing Id"},"description":"Conditional: at least one of `cusip`, `isin`, `lei`, `name`, `registrant_cik`, `filing_id` is required. Filing identifier."},{"name":"series_id","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter by SEC fund series identifier.","title":"Series Id"},"description":"Optional. Filter by SEC fund series identifier."},{"name":"asset_cat","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. N-PORT asset category code (e.g., 'EC' equity, 'DBT' debt, 'DCO' commodity).","title":"Asset Cat"},"description":"Optional. N-PORT asset category code (e.g., 'EC' equity, 'DBT' debt, 'DCO' commodity)."},{"name":"issuer_cat","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. N-PORT issuer category code (e.g., 'CORP' corporate, 'TREA' treasury).","title":"Issuer Cat"},"description":"Optional. N-PORT issuer category code (e.g., 'CORP' corporate, 'TREA' treasury)."},{"name":"inv_country","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^[A-Z]{2}$"},{"type":"null"}],"description":"Optional. Issuer country: 2-letter ISO 3166-1 alpha-2 code.","title":"Inv Country"},"description":"Optional. Issuer country: 2-letter ISO 3166-1 alpha-2 code."},{"name":"min_val_usd","in":"query","required":false,"schema":{"anyOf":[{"type":"number"},{"type":"string"},{"type":"null"}],"description":"Optional. Minimum holding USD value (filters val_usd >= this).","title":"Min Val Usd"},"description":"Optional. Minimum holding USD value (filters val_usd >= this)."},{"name":"is_restricted_sec","in":"query","required":false,"schema":{"anyOf":[{"type":"boolean"},{"type":"null"}],"description":"Optional. Filter to restricted securities only when true.","title":"Is Restricted Sec"},"description":"Optional. Filter to restricted securities only when true."},{"name":"fair_val_level","in":"query","required":false,"schema":{"anyOf":[{"type":"integer","maximum":3,"minimum":1},{"type":"null"}],"description":"Optional. Fair-value hierarchy level: 1 (quoted), 2 (observable), 3 (unobservable).","title":"Fair Val Level"},"description":"Optional. Fair-value hierarchy level: 1 (quoted), 2 (observable), 3 (unobservable)."},{"name":"period_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter holdings period_of_report >= this date.","title":"Period Start"},"description":"Optional. Filter holdings period_of_report >= this date."},{"name":"period_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter holdings period_of_report <= this date.","title":"Period End"},"description":"Optional. Filter holdings period_of_report <= this date."},{"name":"period","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Deprecated alias for the legacy point-in-time filter: sets both `period_start` and `period_end` to the same date. Will be removed in a future release.","title":"Period"},"description":"Deprecated alias for the legacy point-in-time filter: sets both `period_start` and `period_end` to the same date. Will be removed in a future release.","deprecated":true},{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":500,"minimum":1,"description":"Optional. Maximum results (1-500).","default":100,"title":"Limit"},"description":"Optional. Maximum results (1-500)."},{"name":"offset","in":"query","required":false,"schema":{"type":"integer","minimum":0,"description":"Optional. Results to skip for pagination.","default":0,"title":"Offset"},"description":"Optional. Results to skip for pagination."},{"name":"sort","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Sort field. Allowed: `period_of_report`, `val_usd`, `name`. Default: `period_of_report`.","title":"Sort"},"description":"Optional. Sort field. Allowed: `period_of_report`, `val_usd`, `name`. Default: `period_of_report`."},{"name":"order","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^(asc|desc)$","enum":["asc","desc"]},{"type":"null"}],"description":"Optional. Sort direction: `asc` or `desc`. Default: `desc`.","title":"Order"},"description":"Optional. Sort direction: `asc` or `desc`. Default: `desc`."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/FundPortfoliosCrossHoldingsResponse"}}}},"400":{"$ref":"#/components/responses/BadRequestError"},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/fund-portfolios/entities":{"get":{"tags":["Fund Portfolios"],"summary":"List registrants","description":"Discovery endpoint: list distinct fund registrants with Form N-PORT\nfilings on file.\n\nReturns one row per `registrant_cik` with:\n- Registrant identifiers (CIK, modal name, ticker symbols when present)\n- `filing_count`: total N-PORT filings on file\n- `period_min` / `period_max`: earliest and latest period_of_report\n\n**Examples:**\n- All registrants: `/fund-portfolios/entities`\n- Search by name: `/fund-portfolios/entities?search=vanguard`\n- Most-active registrants first: `/fund-portfolios/entities?sort=filing_count&order=desc`\n\n**See also:** `/v1/entities/{cik}` for the registry-level profile\nof any registrant returned here.\n\n**Keywords:** N-PORT registrant directory, mutual fund issuer, ETF\nsponsor, fund family, registrant discovery, fund complex.","operationId":"listFundPortfolioEntities","parameters":[{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":1000,"minimum":1,"description":"Optional. Maximum results to return.","default":100,"title":"Limit"},"description":"Optional. Maximum results to return."},{"name":"offset","in":"query","required":false,"schema":{"type":"integer","minimum":0,"description":"Optional. Number of results to skip.","default":0,"title":"Offset"},"description":"Optional. Number of results to skip."},{"name":"search","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Search by registrant name (case-insensitive).","title":"Search"},"description":"Optional. Search by registrant name (case-insensitive)."},{"name":"sort","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Sort field. Allowed: `company_name`, `filing_count`, `period_max`. Default: `company_name`.","title":"Sort"},"description":"Optional. Sort field. Allowed: `company_name`, `filing_count`, `period_max`. Default: `company_name`."},{"name":"order","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^(asc|desc)$","enum":["asc","desc"]},{"type":"null"}],"description":"Optional. Sort direction: `asc` or `desc`. Default: `asc` for `company_name`, `desc` otherwise.","title":"Order"},"description":"Optional. Sort direction: `asc` or `desc`. Default: `asc` for `company_name`, `desc` otherwise."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/FundPortfoliosEntitiesListResponse"}}}},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/fund-portfolios/{filing_id}":{"get":{"tags":["Fund Portfolios"],"summary":"Get a filing","description":"Returns the parent filing only: holdings (avg 500/filing, max 394k)\nare NOT bundled. Fetch them via\n`/v1/fund-portfolios/holdings?filing_id={filing_id}`.\n\n**Keywords:** monthly portfolio header, fund metadata, registrant,\nseries, share class, confidential treatment, final filing,\nderegistration, N-PORT, fund report.","operationId":"getFundPortfolioFiling","parameters":[{"name":"filing_id","in":"path","required":true,"schema":{"type":"string","description":"Required. Filing identifier.","title":"Filing Id"},"description":"Required. Filing identifier."},{"name":"include_form_data","in":"query","required":false,"schema":{"type":"boolean","description":"Optional. Include the raw form_data JSON column in the response (default true).","default":true,"title":"Include Form Data"},"description":"Optional. Include the raw form_data JSON column in the response (default true)."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/FundPortfolioFilingDetail"}}}},"401":{"$ref":"#/components/responses/UnauthorizedError"},"404":{"$ref":"#/components/responses/NotFoundError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/beneficial-ownership":{"get":{"tags":["Beneficial Ownership"],"summary":"List filings","description":"List Schedule 13D (activist) and 13G (passive) filings.\n\n**Examples:**\n- All 13D activist filings: `?schedule_type=SC 13D`\n- Filings on AAPL: `?issuer_cusip=037833100`\n- Filings by a holder: `?cik=1067983`\n\n**Keywords:** activist investor, passive holder, 5% threshold, group\nfiling, concert, coordination, percent of class, hostile, takeover,\nproxy fight, restated stake, amendment, original filing, CUSIP.","operationId":"listBeneficialOwnership","parameters":[{"name":"cik","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^\\d{1,10}$"},{"type":"null"}],"description":"Optional. Filer SEC Central Index Key (1-10 digits).","title":"Cik"},"description":"Optional. Filer SEC Central Index Key (1-10 digits)."},{"name":"ticker","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^[A-Z][A-Z0-9-]{0,9}$"},{"type":"null"}],"description":"Optional. Filer ticker symbol.","title":"Ticker"},"description":"Optional. Filer ticker symbol."},{"name":"schedule_type","in":"query","required":false,"schema":{"anyOf":[{"$ref":"#/components/schemas/ScheduleType"},{"type":"null"}],"description":"Optional. Filter by schedule type (SC 13D / 13D/A / 13G / 13G/A).","title":"Schedule Type"},"description":"Optional. Filter by schedule. Bare 13D/13G match the whole schedule (base + amendments); SC 13D / SC 13D/A / SC 13G / SC 13G/A match the exact form."},{"name":"issuer_cusip","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^[A-Z0-9]{9}$"},{"type":"null"}],"description":"Optional. Exact 9-character CUSIP of the security covered by the filing.","title":"Issuer Cusip"},"description":"Optional. Exact 9-character CUSIP of the security covered by the filing."},{"name":"issuer_name","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Issuer name substring (case-insensitive).","title":"Issuer Name"},"description":"Optional. Issuer name substring (case-insensitive)."},{"name":"amendment_no","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Specific amendment number (e.g., '1', '2').","title":"Amendment No"},"description":"Optional. Specific amendment number (e.g., '1', '2')."},{"name":"event_date_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter event_date >= this date.","title":"Event Date Start"},"description":"Optional. Filter event_date >= this date."},{"name":"event_date_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter event_date <= this date.","title":"Event Date End"},"description":"Optional. Filter event_date <= this date."},{"name":"accepted_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Window lower bound on accepted_time (ISO-8601 timestamp or bare date). Max span 92d unfiltered / 10y with a cik/ticker/issuer_cusip filter.","title":"Accepted Start"},"description":"Optional. Window lower bound on accepted_time (ISO-8601 timestamp or bare date). Max span 92d unfiltered / 10y with a cik/ticker/issuer_cusip filter."},{"name":"accepted_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Window upper bound on accepted_time. Page backward via the prior response's window.start.","title":"Accepted End"},"description":"Optional. Window upper bound on accepted_time. Page backward via the prior response's window.start."},{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":1000,"minimum":1,"description":"Optional. Max rows (hard cap 1000).","default":100,"title":"Limit"},"description":"Optional. Max rows (hard cap 1000)."},{"name":"cursor","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Cursor","description":"Opaque keyset pagination token from a prior response's next_cursor. Resend the same filters alongside it. Preferred over manually narrowing accepted_end."},"description":"Opaque keyset pagination token from a prior response's next_cursor. Resend the same filters alongside it. Preferred over manually narrowing accepted_end."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/BeneficialOwnershipListResponse"}}}},"400":{"$ref":"#/components/responses/WindowError"},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/beneficial-ownership/entities":{"get":{"tags":["Beneficial Ownership"],"summary":"List filers","description":"Discovery endpoint: list distinct filers (holders) with Schedule\n13D/G filings on file. SC 13 filings carry no `issuer_cik`, so the\nnatural grouping is by filer (the holder making the disclosure).\n\nReturns one row per filer `cik` with:\n- Filer identifiers (CIK, modal name, ticker symbols when present)\n- `filing_count`: total Schedule 13D/G filings on file\n- `period_min` / `period_max`: earliest and latest period_of_report\n\n**Examples:**\n- All filers: `/beneficial-ownership/entities`\n- Search by name: `/beneficial-ownership/entities?search=berkshire`\n- Most-active filers first: `/beneficial-ownership/entities?sort=filing_count&order=desc`\n\n**See also:** `/v1/entities/{cik}` for the registry-level profile\nof any filer returned here.\n\n**Keywords:** holder discovery, activist investor directory, 5%\nbeneficial owner, hedge fund, family office, schedule 13 filer,\nownership disclosure registry, name search.","operationId":"listBeneficialOwnershipEntities","parameters":[{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":1000,"minimum":1,"description":"Optional. Maximum results to return.","default":100,"title":"Limit"},"description":"Optional. Maximum results to return."},{"name":"offset","in":"query","required":false,"schema":{"type":"integer","minimum":0,"description":"Optional. Number of results to skip.","default":0,"title":"Offset"},"description":"Optional. Number of results to skip."},{"name":"search","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Search by filer name (case-insensitive).","title":"Search"},"description":"Optional. Search by filer name (case-insensitive)."},{"name":"sort","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Sort field. Allowed: `company_name`, `filing_count`, `period_max`. Default: `company_name`.","title":"Sort"},"description":"Optional. Sort field. Allowed: `company_name`, `filing_count`, `period_max`. Default: `company_name`."},{"name":"order","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^(asc|desc)$","enum":["asc","desc"]},{"type":"null"}],"description":"Optional. Sort direction: `asc` or `desc`. Default: `asc` for `company_name`, `desc` otherwise.","title":"Order"},"description":"Optional. Sort direction: `asc` or `desc`. Default: `asc` for `company_name`, `desc` otherwise."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/BeneficialOwnershipEntitiesListResponse"}}}},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/beneficial-ownership/{filing_id}":{"get":{"tags":["Beneficial Ownership"],"summary":"Get a filing","description":"Get a single Schedule 13D / 13G beneficial-ownership filing by\n`filing_id` (UUID). Returns the bundled filing header plus all\nreporting persons (with `percent_of_class`, `group_member_a/b`\nflags, and the `cusip` / `filing_issuer_name` they identify) and any\nattached exhibits.\n\nUse `/beneficial-ownership` (the family-list endpoint) to discover\n`filing_id` values.\n\n**Keywords:** activist, passive, 5% threshold, group filing, concert,\ncoordination, percent of class, exhibit, original, amendment.","operationId":"getBeneficialOwnershipFiling","parameters":[{"name":"filing_id","in":"path","required":true,"schema":{"type":"string","description":"Required. Filing identifier.","title":"Filing Id"},"description":"Required. Filing identifier."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/BeneficialOwnershipFilingDetail"}}}},"401":{"$ref":"#/components/responses/UnauthorizedError"},"404":{"$ref":"#/components/responses/NotFoundError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/proposed-sales":{"get":{"tags":["Proposed Sales"],"summary":"List filings","description":"List Form 144 filings (notices of proposed sales of restricted/affiliate\nsecurities under SEC Rule 144).\n\n**Examples:**\n- All proposed sales for an issuer: `?issuer_cik=320193`\n- Big sales only: `?min_aggregate_market_value=1000000`\n- Sales by a particular seller: `?seller_name=Cook`\n\n**Result window (no offset pagination).** Most-recent-first by\n`accepted_time`; omit the window for the latest rows, or page backward by\nsetting `accepted_end` to the prior response's `window.start`. Response\ncarries `window`/`returned`/`limit`/`has_more` (true = row cap hit; narrow\nthe window or add a filter). Max span **31 days** unfiltered / **5 years**\nwith a `cik`/`ticker`/`issuer_cik` filter (else **400 `WINDOW_TOO_WIDE`**).\n`accepted_start`/`accepted_end` accept an ISO-8601 timestamp or bare date.\nRow cap **1000**.\n\n**Keywords:** Rule 144, restricted stock, control person, affiliate,\nholding period, three-month volume cap, executing broker, insider sale\nnotice, anticipated sale, block trade, secondary sale, date window, has_more.","operationId":"listProposedSales","parameters":[{"name":"cik","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^\\d{1,10}$"},{"type":"null"}],"description":"Optional. Filer (seller) SEC Central Index Key (1-10 digits).","title":"Cik"},"description":"Optional. Filer (seller) SEC Central Index Key (1-10 digits)."},{"name":"ticker","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^[A-Z][A-Z0-9-]{0,9}$"},{"type":"null"}],"description":"Optional. Issuer ticker symbol.","title":"Ticker"},"description":"Optional. Issuer ticker symbol."},{"name":"issuer_cik","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^\\d{1,10}$"},{"type":"null"}],"description":"Optional. Issuer (company whose securities are being sold) SEC CIK.","title":"Issuer Cik"},"description":"Optional. Issuer (company whose securities are being sold) SEC CIK."},{"name":"seller_name","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Seller name (substring match, case-insensitive).","title":"Seller Name"},"description":"Optional. Seller name (substring match, case-insensitive)."},{"name":"broker_name","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Executing broker name (substring match).","title":"Broker Name"},"description":"Optional. Executing broker name (substring match)."},{"name":"securities_class_title","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter by security class title (e.g., 'Common Stock').","title":"Securities Class Title"},"description":"Optional. Filter by security class title (e.g., 'Common Stock')."},{"name":"min_aggregate_market_value","in":"query","required":false,"schema":{"anyOf":[{"type":"number"},{"type":"string"},{"type":"null"}],"description":"Optional. Minimum aggregate market value of proposed sale (USD).","title":"Min Aggregate Market Value"},"description":"Optional. Minimum aggregate market value of proposed sale (USD)."},{"name":"max_aggregate_market_value","in":"query","required":false,"schema":{"anyOf":[{"type":"number"},{"type":"string"},{"type":"null"}],"description":"Optional. Maximum aggregate market value of proposed sale (USD).","title":"Max Aggregate Market Value"},"description":"Optional. Maximum aggregate market value of proposed sale (USD)."},{"name":"min_units_sold","in":"query","required":false,"schema":{"anyOf":[{"type":"number"},{"type":"string"},{"type":"null"}],"description":"Optional. Minimum number of units (shares) proposed for sale.","title":"Min Units Sold"},"description":"Optional. Minimum number of units (shares) proposed for sale."},{"name":"max_units_sold","in":"query","required":false,"schema":{"anyOf":[{"type":"number"},{"type":"string"},{"type":"null"}],"description":"Optional. Maximum number of units (shares) proposed for sale.","title":"Max Units Sold"},"description":"Optional. Maximum number of units (shares) proposed for sale."},{"name":"nothing_to_report_past_3_months","in":"query","required":false,"schema":{"anyOf":[{"type":"boolean"},{"type":"null"}],"description":"Optional. Filter to filings reporting no prior sales in the past 3 months.","title":"Nothing To Report Past 3 Months"},"description":"Optional. Filter to filings reporting no prior sales in the past 3 months."},{"name":"approx_sale_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter approx_sale_date >= this date.","title":"Approx Sale Start"},"description":"Optional. Filter approx_sale_date >= this date."},{"name":"approx_sale_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter approx_sale_date <= this date.","title":"Approx Sale End"},"description":"Optional. Filter approx_sale_date <= this date."},{"name":"accepted_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Window lower bound on accepted_time (ISO-8601 timestamp or bare date). Max span 31d unfiltered / 5y with a cik/ticker/issuer_cik filter.","title":"Accepted Start"},"description":"Optional. Window lower bound on accepted_time (ISO-8601 timestamp or bare date). Max span 31d unfiltered / 5y with a cik/ticker/issuer_cik filter."},{"name":"accepted_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Window upper bound on accepted_time. Page backward via the prior response's window.start.","title":"Accepted End"},"description":"Optional. Window upper bound on accepted_time. Page backward via the prior response's window.start."},{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":1000,"minimum":1,"description":"Optional. Max rows (hard cap 1000).","default":100,"title":"Limit"},"description":"Optional. Max rows (hard cap 1000)."},{"name":"cursor","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Cursor","description":"Opaque keyset pagination token from a prior response's next_cursor. Resend the same filters alongside it. Preferred over manually narrowing accepted_end."},"description":"Opaque keyset pagination token from a prior response's next_cursor. Resend the same filters alongside it. Preferred over manually narrowing accepted_end."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/ProposedSalesListResponse"}}}},"400":{"$ref":"#/components/responses/WindowError"},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Mixed","color":"purple"}]}},"/v1/proposed-sales/entities":{"get":{"tags":["Proposed Sales"],"summary":"List issuers","description":"Discovery endpoint: list distinct issuers (companies whose stock is\nbeing sold) with Form 144 filings on file.\n\nReturns one row per `issuer_cik` with:\n- Issuer identifiers (CIK, modal name)\n- `filing_count`: total Form 144 filings on file naming this issuer\n- `period_min` / `period_max`: earliest and latest period_of_report\n\n**Examples:**\n- All issuers: `/proposed-sales/entities`\n- Search by name: `/proposed-sales/entities?search=apple`\n- Most-active issuers first: `/proposed-sales/entities?sort=filing_count&order=desc`\n\n**See also:** `/v1/entities/{cik}` for the registry-level profile\nof any issuer returned here.\n\n**Keywords:** Form 144 issuer registry, Rule 144 universe, restricted\nstock activity, control-person sale discovery, affiliate sales,\nissuer search.","operationId":"listProposedSaleEntities","parameters":[{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":1000,"minimum":1,"description":"Optional. Maximum results to return.","default":100,"title":"Limit"},"description":"Optional. Maximum results to return."},{"name":"offset","in":"query","required":false,"schema":{"type":"integer","minimum":0,"description":"Optional. Number of results to skip.","default":0,"title":"Offset"},"description":"Optional. Number of results to skip."},{"name":"search","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Search by issuer name (case-insensitive).","title":"Search"},"description":"Optional. Search by issuer name (case-insensitive)."},{"name":"sort","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Sort field. Allowed: `company_name`, `filing_count`, `period_max`. Default: `company_name`.","title":"Sort"},"description":"Optional. Sort field. Allowed: `company_name`, `filing_count`, `period_max`. Default: `company_name`."},{"name":"order","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^(asc|desc)$","enum":["asc","desc"]},{"type":"null"}],"description":"Optional. Sort direction: `asc` or `desc`. Default: `asc` for `company_name`, `desc` otherwise.","title":"Order"},"description":"Optional. Sort direction: `asc` or `desc`. Default: `asc` for `company_name`, `desc` otherwise."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/ProposedSalesEntitiesListResponse"}}}},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Mixed","color":"purple"}]}},"/v1/proposed-sales/{filing_id}":{"get":{"tags":["Proposed Sales"],"summary":"Get a filing","description":"Get a single Form 144 notice-of-proposed-sale by `filing_id` (UUID).\nReturns the bundled filing header (filer, issuer, class, broker,\naggregate market value, approximate sale date) plus the historical\ncontext: `acquisitions` (how the filer obtained the restricted\nshares) and `prior_sales` (the filer's recent insider sales: Rule\n144 caps three-month volume).\n\nUse `/proposed-sales` to discover `filing_id` values.\n\n**Keywords:** Rule 144, restricted stock, affiliate, control person,\nholding period, three-month volume, broker, secondary sale, insider\nsale notice, prior sales history, acquisition history.","operationId":"getProposedSaleFiling","parameters":[{"name":"filing_id","in":"path","required":true,"schema":{"type":"string","description":"Required. Filing identifier.","title":"Filing Id"},"description":"Required. Filing identifier."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/ProposedSaleDetail"}}}},"401":{"$ref":"#/components/responses/UnauthorizedError"},"404":{"$ref":"#/components/responses/NotFoundError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Mixed","color":"purple"}]}},"/v1/fund-census":{"get":{"tags":["Fund Census"],"summary":"List filings","description":"List Form N-CEN filings: annual census reports from registered\ninvestment companies (mutual funds, ETFs, closed-end funds, BDCs, UITs).\n\n**Examples:**\n- All filings for a registrant: `?registrant_cik=1234567`\n- ETFs only: `?investment_company_type=N-1A`\n- Stub-period reports: `?is_report_period_lt_12=true`\n\n**Keywords:** annual census, registered investment company, RIC,\nmutual fund, ETF, closed-end fund, BDC, business development company,\nUIT, separate account, N-1A, N-2, N-3, N-6, fund family, series, share\nclass, registrant.","operationId":"listFundCensus","parameters":[{"name":"cik","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^\\d{1,10}$"},{"type":"null"}],"description":"Optional. Filer SEC Central Index Key (1-10 digits).","title":"Cik"},"description":"Optional. Filer SEC Central Index Key (1-10 digits)."},{"name":"ticker","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^[A-Z][A-Z0-9-]{0,9}$"},{"type":"null"}],"description":"Optional. Filer ticker symbol.","title":"Ticker"},"description":"Optional. Filer ticker symbol."},{"name":"registrant_cik","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^\\d{1,10}$"},{"type":"null"}],"description":"Optional. Filter by registrant (registered investment company) CIK.","title":"Registrant Cik"},"description":"Optional. Filter by registrant (registered investment company) CIK."},{"name":"registrant_lei","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter by registrant Legal Entity Identifier (20 chars).","title":"Registrant Lei"},"description":"Optional. Filter by registrant Legal Entity Identifier (20 chars)."},{"name":"investment_company_type","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Investment company type code (e.g., 'N-1A' open-end, 'N-2' closed-end, 'N-3'/'N-4' UITs, 'N-6' separate accounts).","title":"Investment Company Type"},"description":"Optional. Investment company type code (e.g., 'N-1A' open-end, 'N-2' closed-end, 'N-3'/'N-4' UITs, 'N-6' separate accounts)."},{"name":"is_report_period_lt_12","in":"query","required":false,"schema":{"anyOf":[{"type":"boolean"},{"type":"null"}],"description":"Optional. Filter to short-period filings (less than 12 months) when true.","title":"Is Report Period Lt 12"},"description":"Optional. Filter to short-period filings (less than 12 months) when true."},{"name":"period_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter period_of_report >= this date.","title":"Period Start"},"description":"Optional. Filter period_of_report >= this date."},{"name":"period_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter period_of_report <= this date.","title":"Period End"},"description":"Optional. Filter period_of_report <= this date."},{"name":"accepted_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Window lower bound on accepted_time (ISO-8601 timestamp or bare date). Max span 1y unfiltered / 10y with a cik/ticker filter.","title":"Accepted Start"},"description":"Optional. Window lower bound on accepted_time (ISO-8601 timestamp or bare date). Max span 1y unfiltered / 10y with a cik/ticker filter."},{"name":"accepted_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Window upper bound on accepted_time. Page backward via the prior response's window.start.","title":"Accepted End"},"description":"Optional. Window upper bound on accepted_time. Page backward via the prior response's window.start."},{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":1000,"minimum":1,"description":"Optional. Max rows (hard cap 1000).","default":100,"title":"Limit"},"description":"Optional. Max rows (hard cap 1000)."},{"name":"cursor","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Cursor","description":"Opaque keyset pagination token from a prior response's next_cursor. Resend the same filters alongside it. Preferred over manually narrowing accepted_end."},"description":"Opaque keyset pagination token from a prior response's next_cursor. Resend the same filters alongside it. Preferred over manually narrowing accepted_end."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/FundCensusListResponse"}}}},"400":{"$ref":"#/components/responses/WindowError"},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/fund-census/entities":{"get":{"tags":["Fund Census"],"summary":"List registrants","description":"Discovery endpoint: list distinct registrants with Form N-CEN annual\nfund-census filings on file.\n\nReturns one row per `registrant_cik` with:\n- Registrant identifiers (CIK, modal name, ticker symbols when present)\n- `filing_count`: total N-CEN filings on file\n- `period_min` / `period_max`: earliest and latest period_of_report\n\n**Examples:**\n- All registrants: `/fund-census/entities`\n- Search by name: `/fund-census/entities?search=blackrock`\n- Most-active registrants first: `/fund-census/entities?sort=filing_count&order=desc`\n\n**See also:** `/v1/entities/{cik}` for the registry-level profile\nof any registrant returned here.\n\n**Keywords:** fund family directory, registered investment company\nregistry, mutual fund issuer, ETF sponsor, BDC, registrant discovery,\nfund complex.","operationId":"listFundCensusEntities","parameters":[{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":1000,"minimum":1,"description":"Optional. Maximum results to return.","default":100,"title":"Limit"},"description":"Optional. Maximum results to return."},{"name":"offset","in":"query","required":false,"schema":{"type":"integer","minimum":0,"description":"Optional. Number of results to skip.","default":0,"title":"Offset"},"description":"Optional. Number of results to skip."},{"name":"search","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Search by registrant name (case-insensitive).","title":"Search"},"description":"Optional. Search by registrant name (case-insensitive)."},{"name":"sort","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Sort field. Allowed: `company_name`, `filing_count`, `period_max`. Default: `company_name`.","title":"Sort"},"description":"Optional. Sort field. Allowed: `company_name`, `filing_count`, `period_max`. Default: `company_name`."},{"name":"order","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^(asc|desc)$","enum":["asc","desc"]},{"type":"null"}],"description":"Optional. Sort direction: `asc` or `desc`. Default: `asc` for `company_name`, `desc` otherwise.","title":"Order"},"description":"Optional. Sort direction: `asc` or `desc`. Default: `asc` for `company_name`, `desc` otherwise."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/FundCensusEntitiesListResponse"}}}},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/fund-census/{filing_id}":{"get":{"tags":["Fund Census"],"summary":"Get a filing","description":"Returns the parent filing plus a flat `series[]` array and a flat\n`classes[]` array. Each class row carries `series_index` matching the\nparent series row's `record_index` so consumers can group client-side.\n\n**Keywords:** annual census, fund family, series, share class, ETF,\nmutual fund, closed-end fund, BDC, UIT, separate account, registered\ninvestment company, registrant, N-CEN.","operationId":"getFundCensusFiling","parameters":[{"name":"filing_id","in":"path","required":true,"schema":{"type":"string","description":"Required. Filing identifier.","title":"Filing Id"},"description":"Required. Filing identifier."},{"name":"include_form_data","in":"query","required":false,"schema":{"type":"boolean","description":"Optional. Include the raw form_data JSON column in the response (default true).","default":true,"title":"Include Form Data"},"description":"Optional. Include the raw form_data JSON column in the response (default true)."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/FundCensusFilingDetail"}}}},"401":{"$ref":"#/components/responses/UnauthorizedError"},"404":{"$ref":"#/components/responses/NotFoundError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/money-market-funds":{"get":{"tags":["Money Market Funds"],"summary":"List filings","description":"List Form N-MFP2 filings: monthly portfolio reports from money market funds.\n\n**Examples:**\n- All Government MMFs: `?money_market_fund_category=Government`\n- Filings for a registrant: `?registrant_cik=1234567`\n- Recent filings: `?accepted_start=2024-01-01`\n\n**Keywords:** N-MFP, MMF, prime fund, government fund, treasury fund,\ntax-exempt, retail, institutional, master-feeder, monthly portfolio,\nshadow NAV, Rule 2a-7, sweep account, cash-management.","operationId":"listMoneyMarketFunds","parameters":[{"name":"cik","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^\\d{1,10}$"},{"type":"null"}],"description":"Optional. Filer SEC Central Index Key (1-10 digits).","title":"Cik"},"description":"Optional. Filer SEC Central Index Key (1-10 digits)."},{"name":"ticker","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^[A-Z][A-Z0-9-]{0,9}$"},{"type":"null"}],"description":"Optional. Filer ticker symbol.","title":"Ticker"},"description":"Optional. Filer ticker symbol."},{"name":"registrant_cik","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^\\d{1,10}$"},{"type":"null"}],"description":"Optional. Filter by registrant (fund company) CIK.","title":"Registrant Cik"},"description":"Optional. Filter by registrant (fund company) CIK."},{"name":"series_id","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter by SEC fund series identifier.","title":"Series Id"},"description":"Optional. Filter by SEC fund series identifier."},{"name":"money_market_fund_category","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Exact match on the fund category string, which may be a comma-combined set. Observed values include: Exempt Government, Prime, Government, Government/Agency, Other Tax Exempt, Single State, Treasury, and comma-combined pairs (e.g. 'Exempt Government, Treasury'). A value with no matching filings returns an empty list.","title":"Money Market Fund Category"},"description":"Optional. Exact match on the fund category string, which may be a comma-combined set. Observed values include: Exempt Government, Prime, Government, Government/Agency, Other Tax Exempt, Single State, Treasury, and comma-combined pairs (e.g. 'Exempt Government, Treasury'). A value with no matching filings returns an empty list."},{"name":"is_final_filing","in":"query","required":false,"schema":{"anyOf":[{"type":"boolean"},{"type":"null"}],"description":"Optional. Filter to final (de-registration) filings only.","title":"Is Final Filing"},"description":"Optional. Filter to final (de-registration) filings only."},{"name":"feeder_fund_flag","in":"query","required":false,"schema":{"anyOf":[{"type":"boolean"},{"type":"null"}],"description":"Optional. Filter to feeder funds in master-feeder structures.","title":"Feeder Fund Flag"},"description":"Optional. Filter to feeder funds in master-feeder structures."},{"name":"master_fund_flag","in":"query","required":false,"schema":{"anyOf":[{"type":"boolean"},{"type":"null"}],"description":"Optional. Filter to master funds in master-feeder structures.","title":"Master Fund Flag"},"description":"Optional. Filter to master funds in master-feeder structures."},{"name":"retail_money_market_fund_flag","in":"query","required":false,"schema":{"anyOf":[{"type":"boolean"},{"type":"null"}],"description":"Optional. Filter to retail (non-institutional) MMFs.","title":"Retail Money Market Fund Flag"},"description":"Optional. Filter to retail (non-institutional) MMFs."},{"name":"period_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter period_of_report >= this date.","title":"Period Start"},"description":"Optional. Filter period_of_report >= this date."},{"name":"period_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter period_of_report <= this date.","title":"Period End"},"description":"Optional. Filter period_of_report <= this date."},{"name":"accepted_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Window lower bound on accepted_time (ISO-8601 timestamp or bare date). Max span 92d unfiltered / 10y with a cik/ticker filter.","title":"Accepted Start"},"description":"Optional. Window lower bound on accepted_time (ISO-8601 timestamp or bare date). Max span 92d unfiltered / 10y with a cik/ticker filter."},{"name":"accepted_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Window upper bound on accepted_time. Page backward via the prior response's window.start.","title":"Accepted End"},"description":"Optional. Window upper bound on accepted_time. Page backward via the prior response's window.start."},{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":1000,"minimum":1,"description":"Optional. Max rows (hard cap 1000).","default":100,"title":"Limit"},"description":"Optional. Max rows (hard cap 1000)."},{"name":"cursor","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Cursor","description":"Opaque keyset pagination token from a prior response's next_cursor. Resend the same filters alongside it. Preferred over manually narrowing accepted_end."},"description":"Opaque keyset pagination token from a prior response's next_cursor. Resend the same filters alongside it. Preferred over manually narrowing accepted_end."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/MoneyMarketFundsListResponse"}}}},"400":{"$ref":"#/components/responses/WindowError"},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/money-market-funds/securities":{"get":{"tags":["Money Market Funds"],"summary":"Securities stream","description":"Stream money-market fund holdings across many filings: supports\nfund-overlap by `cusip_member`/`isin_id`/`lei_id`, single-filing pull\nvia `filing_id`, time-series via `registrant_cik` + period range.\n\n**Required:** at least one of `cusip_member`, `isin_id`, `lei_id`, `name_of_issuer`, `registrant_cik`, `filing_id`. Returns `400 MISSING_PARAMETER` otherwise.\n\n**Keywords:** repurchase agreement, repo, treasury, commercial paper,\ncertificate of deposit, CD, agency debt, First Tier, Second Tier,\ndaily liquid, weekly liquid, illiquid, sponsor support, fund overlap,\nmoney-market exposure.","operationId":"listMoneyMarketFundSecurities","parameters":[{"name":"cusip_member","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Conditional: at least one of `cusip_member`, `isin_id`, `lei_id`, `name_of_issuer`, `registrant_cik`, `filing_id` is required. 9-character CUSIP.","title":"Cusip Member"},"description":"Conditional: at least one of `cusip_member`, `isin_id`, `lei_id`, `name_of_issuer`, `registrant_cik`, `filing_id` is required. 9-character CUSIP."},{"name":"isin_id","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Conditional: at least one of `cusip_member`, `isin_id`, `lei_id`, `name_of_issuer`, `registrant_cik`, `filing_id` is required. ISIN identifier.","title":"Isin Id"},"description":"Conditional: at least one of `cusip_member`, `isin_id`, `lei_id`, `name_of_issuer`, `registrant_cik`, `filing_id` is required. ISIN identifier."},{"name":"lei_id","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Conditional: at least one of `cusip_member`, `isin_id`, `lei_id`, `name_of_issuer`, `registrant_cik`, `filing_id` is required. Legal Entity Identifier.","title":"Lei Id"},"description":"Conditional: at least one of `cusip_member`, `isin_id`, `lei_id`, `name_of_issuer`, `registrant_cik`, `filing_id` is required. Legal Entity Identifier."},{"name":"name_of_issuer","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Conditional: at least one of `cusip_member`, `isin_id`, `lei_id`, `name_of_issuer`, `registrant_cik`, `filing_id` is required. Issuer name (substring match).","title":"Name Of Issuer"},"description":"Conditional: at least one of `cusip_member`, `isin_id`, `lei_id`, `name_of_issuer`, `registrant_cik`, `filing_id` is required. Issuer name (substring match)."},{"name":"registrant_cik","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^\\d{1,10}$"},{"type":"null"}],"description":"Conditional: at least one of `cusip_member`, `isin_id`, `lei_id`, `name_of_issuer`, `registrant_cik`, `filing_id` is required. Registrant CIK.","title":"Registrant Cik"},"description":"Conditional: at least one of `cusip_member`, `isin_id`, `lei_id`, `name_of_issuer`, `registrant_cik`, `filing_id` is required. Registrant CIK."},{"name":"filing_id","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Conditional: at least one of `cusip_member`, `isin_id`, `lei_id`, `name_of_issuer`, `registrant_cik`, `filing_id` is required. Filing identifier.","title":"Filing Id"},"description":"Conditional: at least one of `cusip_member`, `isin_id`, `lei_id`, `name_of_issuer`, `registrant_cik`, `filing_id` is required. Filing identifier."},{"name":"investment_category","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. N-MFP2 investment category code (e.g., 'Treasury Debt', 'Government Agency Debt', 'Repurchase agreement', 'Financial Company Commercial Paper', 'Certificate of Deposit').","title":"Investment Category"},"description":"Optional. N-MFP2 investment category code (e.g., 'Treasury Debt', 'Government Agency Debt', 'Repurchase agreement', 'Financial Company Commercial Paper', 'Certificate of Deposit')."},{"name":"security_eligibility_flag","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Eligibility flag: 'First Tier' or 'Second Tier' under Rule 2a-7.","title":"Security Eligibility Flag"},"description":"Optional. Eligibility flag: 'First Tier' or 'Second Tier' under Rule 2a-7."},{"name":"daily_liquid_asset_security_flag","in":"query","required":false,"schema":{"anyOf":[{"type":"boolean"},{"type":"null"}],"description":"Optional. Filter to securities counted as daily-liquid assets.","title":"Daily Liquid Asset Security Flag"},"description":"Optional. Filter to securities counted as daily-liquid assets."},{"name":"weekly_liquid_asset_security_flag","in":"query","required":false,"schema":{"anyOf":[{"type":"boolean"},{"type":"null"}],"description":"Optional. Filter to securities counted as weekly-liquid assets.","title":"Weekly Liquid Asset Security Flag"},"description":"Optional. Filter to securities counted as weekly-liquid assets."},{"name":"illiquid_security_flag","in":"query","required":false,"schema":{"anyOf":[{"type":"boolean"},{"type":"null"}],"description":"Optional. Filter to illiquid securities.","title":"Illiquid Security Flag"},"description":"Optional. Filter to illiquid securities."},{"name":"min_value","in":"query","required":false,"schema":{"anyOf":[{"type":"number"},{"type":"string"},{"type":"null"}],"description":"Optional. Minimum security value, USD (uses including_value_of_any_sponsor_support).","title":"Min Value"},"description":"Optional. Minimum security value, USD (uses including_value_of_any_sponsor_support)."},{"name":"period_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter period_of_report >= this date.","title":"Period Start"},"description":"Optional. Filter period_of_report >= this date."},{"name":"period_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter period_of_report <= this date.","title":"Period End"},"description":"Optional. Filter period_of_report <= this date."},{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":500,"minimum":1,"description":"Optional. Maximum results (1-500).","default":100,"title":"Limit"},"description":"Optional. Maximum results (1-500)."},{"name":"offset","in":"query","required":false,"schema":{"type":"integer","minimum":0,"description":"Optional. Results to skip for pagination.","default":0,"title":"Offset"},"description":"Optional. Results to skip for pagination."},{"name":"sort","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Sort field. Allowed: `period_of_report`, `including_value_of_any_sponsor_support`, `name_of_issuer`. Default: `period_of_report`.","title":"Sort"},"description":"Optional. Sort field. Allowed: `period_of_report`, `including_value_of_any_sponsor_support`, `name_of_issuer`. Default: `period_of_report`."},{"name":"order","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^(asc|desc)$","enum":["asc","desc"]},{"type":"null"}],"description":"Optional. Sort direction: `asc` or `desc`. Default: `desc`.","title":"Order"},"description":"Optional. Sort direction: `asc` or `desc`. Default: `desc`."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/MoneyMarketSecuritiesResponse"}}}},"400":{"$ref":"#/components/responses/BadRequestError"},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/money-market-funds/series-nav":{"get":{"tags":["Money Market Funds"],"summary":"Series-level NAV series","description":"Series-level NAV history for a money-market fund. One row per\n`(period_of_report, series_id)`: pull a single series' history by\npassing `series_id`, or every series under a registrant by passing\n`registrant_cik`.\n\nUseful for tracking buck-breaking risk (NAV deviation from $1.0000),\nspotting share-class divergence, or charting NAV against rate\nmoves.\n\n**Required:** at least one of `registrant_cik`, `series_id`,\n`filing_id`. Returns `400 MISSING_PARAMETER` otherwise.\n\n**Keywords:** mark-to-market NAV, shadow NAV, $1 peg, buck-breaking,\nbreaking the buck, rate exposure, MMF stability, Rule 2a-7 floor.","operationId":"getMoneyMarketFundSeriesNav","parameters":[{"name":"registrant_cik","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^\\d{1,10}$"},{"type":"null"}],"description":"Conditional: at least one of `registrant_cik`, `series_id`, `filing_id` is required. Registrant CIK.","title":"Registrant Cik"},"description":"Conditional: at least one of `registrant_cik`, `series_id`, `filing_id` is required. Registrant CIK."},{"name":"series_id","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Conditional: at least one of `registrant_cik`, `series_id`, `filing_id` is required. Series identifier.","title":"Series Id"},"description":"Conditional: at least one of `registrant_cik`, `series_id`, `filing_id` is required. Series identifier."},{"name":"filing_id","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Conditional: at least one of `registrant_cik`, `series_id`, `filing_id` is required. Filing identifier.","title":"Filing Id"},"description":"Conditional: at least one of `registrant_cik`, `series_id`, `filing_id` is required. Filing identifier."},{"name":"date_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter timeseries date >= this date.","title":"Date Start"},"description":"Optional. Filter timeseries date >= this date."},{"name":"date_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter timeseries date <= this date.","title":"Date End"},"description":"Optional. Filter timeseries date <= this date."},{"name":"granularity","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Timeseries granularity. Values: 'daily' or 'weekly_friday' (the reporting cadence of the underlying N-MFP series).","title":"Granularity"},"description":"Optional. Timeseries granularity. Values: 'daily' or 'weekly_friday' (the reporting cadence of the underlying N-MFP series)."},{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":500,"minimum":1,"description":"Optional. Maximum results (1-500).","default":100,"title":"Limit"},"description":"Optional. Maximum results (1-500)."},{"name":"offset","in":"query","required":false,"schema":{"type":"integer","minimum":0,"description":"Optional. Results to skip for pagination.","default":0,"title":"Offset"},"description":"Optional. Results to skip for pagination."},{"name":"sort","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Sort field. Allowed: `date`. Default: `date`.","title":"Sort"},"description":"Optional. Sort field. Allowed: `date`. Default: `date`."},{"name":"order","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^(asc|desc)$","enum":["asc","desc"]},{"type":"null"}],"description":"Optional. Sort direction: `asc` or `desc`. Default: `asc`.","title":"Order"},"description":"Optional. Sort direction: `asc` or `desc`. Default: `asc`."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/NavTimeseriesResponse"}}}},"400":{"$ref":"#/components/responses/BadRequestError"},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/money-market-funds/liquid-assets":{"get":{"tags":["Money Market Funds"],"summary":"Series-level liquid-assets series","description":"Series-level daily and weekly liquid-asset percentages: the\nliquidity buffers SEC Rule 2a-7 requires money-market funds to\nmaintain (at least 25% daily liquid for govt funds, 50% weekly liquid\nfor all). One row per `(period_of_report, series_id)`.\n\nUseful for spotting funds approaching the regulatory floor (run\nrisk), monitoring redemption-pressure liquidity drawdowns, or\ncomparing daily/weekly tier composition across peers.\n\n**Required:** at least one of `registrant_cik`, `series_id`,\n`filing_id`. Returns `400 MISSING_PARAMETER` otherwise.\n\n**Keywords:** Rule 2a-7, daily liquidity floor, weekly liquidity floor,\n25%, 50%, run risk, liquidity buffer, fee gate, redemption pressure,\nstress monitoring.","operationId":"getMoneyMarketFundLiquidAssets","parameters":[{"name":"registrant_cik","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^\\d{1,10}$"},{"type":"null"}],"description":"Conditional: at least one of `registrant_cik`, `series_id`, `filing_id` is required. Registrant CIK.","title":"Registrant Cik"},"description":"Conditional: at least one of `registrant_cik`, `series_id`, `filing_id` is required. Registrant CIK."},{"name":"series_id","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Conditional: at least one of `registrant_cik`, `series_id`, `filing_id` is required. Series identifier.","title":"Series Id"},"description":"Conditional: at least one of `registrant_cik`, `series_id`, `filing_id` is required. Series identifier."},{"name":"filing_id","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Conditional: at least one of `registrant_cik`, `series_id`, `filing_id` is required. Filing identifier.","title":"Filing Id"},"description":"Conditional: at least one of `registrant_cik`, `series_id`, `filing_id` is required. Filing identifier."},{"name":"date_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter timeseries date >= this date.","title":"Date Start"},"description":"Optional. Filter timeseries date >= this date."},{"name":"date_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter timeseries date <= this date.","title":"Date End"},"description":"Optional. Filter timeseries date <= this date."},{"name":"granularity","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Timeseries granularity. Values: 'daily' or 'weekly_friday' (the reporting cadence of the underlying N-MFP series).","title":"Granularity"},"description":"Optional. Timeseries granularity. Values: 'daily' or 'weekly_friday' (the reporting cadence of the underlying N-MFP series)."},{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":500,"minimum":1,"description":"Optional. Maximum results (1-500).","default":100,"title":"Limit"},"description":"Optional. Maximum results (1-500)."},{"name":"offset","in":"query","required":false,"schema":{"type":"integer","minimum":0,"description":"Optional. Results to skip for pagination.","default":0,"title":"Offset"},"description":"Optional. Results to skip for pagination."},{"name":"sort","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Sort field. Allowed: `date`. Default: `date`.","title":"Sort"},"description":"Optional. Sort field. Allowed: `date`. Default: `date`."},{"name":"order","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^(asc|desc)$","enum":["asc","desc"]},{"type":"null"}],"description":"Optional. Sort direction: `asc` or `desc`. Default: `asc`.","title":"Order"},"description":"Optional. Sort direction: `asc` or `desc`. Default: `asc`."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/LiquidAssetsTimeseriesResponse"}}}},"400":{"$ref":"#/components/responses/BadRequestError"},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/money-market-funds/class-nav":{"get":{"tags":["Money Market Funds"],"summary":"Class-level NAV series","description":"Class-level NAV history for a money-market fund share class: finer\ngrain than `/series-nav` (one fund series can have multiple classes\nwith different fee structures and minimum-investment cutoffs). One\nrow per `(period_of_report, classes_id)`.\n\nUseful for institutional-vs-retail share-class spread analysis,\nfee-tier impact studies, or tracking a single class' shadow-NAV\nagainst the $1.0000 peg.\n\n**Required:** at least one of `registrant_cik`, `series_id`,\n`classes_id`, `filing_id`. Returns `400 MISSING_PARAMETER` otherwise.\n\n**Keywords:** share-class NAV, retail vs institutional spread, fee\ntier, sweep class, expense ratio impact, mark-to-market, $1 peg.","operationId":"getMoneyMarketFundClassNav","parameters":[{"name":"registrant_cik","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^\\d{1,10}$"},{"type":"null"}],"description":"Conditional: at least one of `registrant_cik`, `series_id`, `classes_id`, `filing_id` is required. Registrant CIK.","title":"Registrant Cik"},"description":"Conditional: at least one of `registrant_cik`, `series_id`, `classes_id`, `filing_id` is required. Registrant CIK."},{"name":"series_id","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Conditional: at least one of `registrant_cik`, `series_id`, `classes_id`, `filing_id` is required. Series identifier.","title":"Series Id"},"description":"Conditional: at least one of `registrant_cik`, `series_id`, `classes_id`, `filing_id` is required. Series identifier."},{"name":"classes_id","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Conditional: at least one of `registrant_cik`, `series_id`, `classes_id`, `filing_id` is required. Class identifier.","title":"Classes Id"},"description":"Conditional: at least one of `registrant_cik`, `series_id`, `classes_id`, `filing_id` is required. Class identifier."},{"name":"filing_id","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Conditional: at least one of `registrant_cik`, `series_id`, `classes_id`, `filing_id` is required. Filing identifier.","title":"Filing Id"},"description":"Conditional: at least one of `registrant_cik`, `series_id`, `classes_id`, `filing_id` is required. Filing identifier."},{"name":"date_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter timeseries date >= this date.","title":"Date Start"},"description":"Optional. Filter timeseries date >= this date."},{"name":"date_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter timeseries date <= this date.","title":"Date End"},"description":"Optional. Filter timeseries date <= this date."},{"name":"granularity","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Timeseries granularity. Values: 'daily' or 'weekly_friday' (the reporting cadence of the underlying N-MFP series).","title":"Granularity"},"description":"Optional. Timeseries granularity. Values: 'daily' or 'weekly_friday' (the reporting cadence of the underlying N-MFP series)."},{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":500,"minimum":1,"description":"Optional. Maximum results (1-500).","default":100,"title":"Limit"},"description":"Optional. Maximum results (1-500)."},{"name":"offset","in":"query","required":false,"schema":{"type":"integer","minimum":0,"description":"Optional. Results to skip for pagination.","default":0,"title":"Offset"},"description":"Optional. Results to skip for pagination."},{"name":"sort","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Sort field. Allowed: `date`. Default: `date`.","title":"Sort"},"description":"Optional. Sort field. Allowed: `date`. Default: `date`."},{"name":"order","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^(asc|desc)$","enum":["asc","desc"]},{"type":"null"}],"description":"Optional. Sort direction: `asc` or `desc`. Default: `asc`.","title":"Order"},"description":"Optional. Sort direction: `asc` or `desc`. Default: `asc`."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/ClassNavTimeseriesResponse"}}}},"400":{"$ref":"#/components/responses/BadRequestError"},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/money-market-funds/class-flows":{"get":{"tags":["Money Market Funds"],"summary":"Class-level subs/reds series","description":"Class-level gross subscriptions and redemptions history: the raw\ninflow/outflow numbers that drive net AUM moves. One row per\n`(period_of_report, classes_id)`.\n\nUseful for redemption-pressure detection (e.g., outflows spiking on\na single class), institutional-flow tracking (which classes does\n\"smart money\" use?), or building net-flow leaderboards across the\nMMF complex.\n\n**Required:** at least one of `registrant_cik`, `series_id`,\n`classes_id`, `filing_id`. Returns `400 MISSING_PARAMETER` otherwise.\n\n**Keywords:** subscription, redemption, gross flow, AUM change,\ninflow, outflow, run, redemption pressure, class-level flow,\ninstitutional rotation.","operationId":"getMoneyMarketFundClassFlows","parameters":[{"name":"registrant_cik","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^\\d{1,10}$"},{"type":"null"}],"description":"Conditional: at least one of `registrant_cik`, `series_id`, `classes_id`, `filing_id` is required. Registrant CIK.","title":"Registrant Cik"},"description":"Conditional: at least one of `registrant_cik`, `series_id`, `classes_id`, `filing_id` is required. Registrant CIK."},{"name":"series_id","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Conditional: at least one of `registrant_cik`, `series_id`, `classes_id`, `filing_id` is required. Series identifier.","title":"Series Id"},"description":"Conditional: at least one of `registrant_cik`, `series_id`, `classes_id`, `filing_id` is required. Series identifier."},{"name":"classes_id","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Conditional: at least one of `registrant_cik`, `series_id`, `classes_id`, `filing_id` is required. Class identifier.","title":"Classes Id"},"description":"Conditional: at least one of `registrant_cik`, `series_id`, `classes_id`, `filing_id` is required. Class identifier."},{"name":"filing_id","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Conditional: at least one of `registrant_cik`, `series_id`, `classes_id`, `filing_id` is required. Filing identifier.","title":"Filing Id"},"description":"Conditional: at least one of `registrant_cik`, `series_id`, `classes_id`, `filing_id` is required. Filing identifier."},{"name":"date_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter timeseries date >= this date.","title":"Date Start"},"description":"Optional. Filter timeseries date >= this date."},{"name":"date_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter timeseries date <= this date.","title":"Date End"},"description":"Optional. Filter timeseries date <= this date."},{"name":"granularity","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Timeseries granularity. Values: 'daily' or 'weekly_friday' (the reporting cadence of the underlying N-MFP series).","title":"Granularity"},"description":"Optional. Timeseries granularity. Values: 'daily' or 'weekly_friday' (the reporting cadence of the underlying N-MFP series)."},{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":500,"minimum":1,"description":"Optional. Maximum results (1-500).","default":100,"title":"Limit"},"description":"Optional. Maximum results (1-500)."},{"name":"offset","in":"query","required":false,"schema":{"type":"integer","minimum":0,"description":"Optional. Results to skip for pagination.","default":0,"title":"Offset"},"description":"Optional. Results to skip for pagination."},{"name":"sort","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Sort field. Allowed: `date`. Default: `date`.","title":"Sort"},"description":"Optional. Sort field. Allowed: `date`. Default: `date`."},{"name":"order","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^(asc|desc)$","enum":["asc","desc"]},{"type":"null"}],"description":"Optional. Sort direction: `asc` or `desc`. Default: `asc`.","title":"Order"},"description":"Optional. Sort direction: `asc` or `desc`. Default: `asc`."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/ClassFlowsTimeseriesResponse"}}}},"400":{"$ref":"#/components/responses/BadRequestError"},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/money-market-funds/entities":{"get":{"tags":["Money Market Funds"],"summary":"List registrants","description":"Discovery endpoint: list distinct N-MFP2 registrants with filings on\nfile. Grouped by `form_cik` (the established registrant proxy on this\nview).\n\nReturns one row per registrant CIK with:\n- Registrant identifiers (CIK, modal name, ticker symbols when present)\n- `filing_count`: total N-MFP2 filings on file\n- `period_min` / `period_max`: earliest and latest period_of_report\n\n**Examples:**\n- All registrants: `/money-market-funds/entities`\n- Search by name: `/money-market-funds/entities?search=fidelity`\n- Most-active registrants first: `/money-market-funds/entities?sort=filing_count&order=desc`\n\n**See also:** `/v1/entities/{cik}` for the registry-level profile\nof any registrant returned here.\n\n**Keywords:** N-MFP registrant directory, MMF sponsor, fund family,\ncash-management complex, sweep provider, registrant search.","operationId":"listMoneyMarketFundEntities","parameters":[{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":1000,"minimum":1,"description":"Optional. Maximum results to return.","default":100,"title":"Limit"},"description":"Optional. Maximum results to return."},{"name":"offset","in":"query","required":false,"schema":{"type":"integer","minimum":0,"description":"Optional. Number of results to skip.","default":0,"title":"Offset"},"description":"Optional. Number of results to skip."},{"name":"search","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Search by registrant name (case-insensitive).","title":"Search"},"description":"Optional. Search by registrant name (case-insensitive)."},{"name":"sort","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Sort field. Allowed: `company_name`, `filing_count`, `period_max`. Default: `company_name`.","title":"Sort"},"description":"Optional. Sort field. Allowed: `company_name`, `filing_count`, `period_max`. Default: `company_name`."},{"name":"order","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^(asc|desc)$","enum":["asc","desc"]},{"type":"null"}],"description":"Optional. Sort direction: `asc` or `desc`. Default: `asc` for `company_name`, `desc` otherwise.","title":"Order"},"description":"Optional. Sort direction: `asc` or `desc`. Default: `asc` for `company_name`, `desc` otherwise."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/MoneyMarketFundsEntitiesListResponse"}}}},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/money-market-funds/{filing_id}":{"get":{"tags":["Money Market Funds"],"summary":"Get a filing","description":"Returns the parent filing plus bundled `classes[]` (small per filing).\nSecurities (avg 92/filing) and the four time-series children are\nNOT bundled: each comes with a `*_count` and a `*_url` pointing at\nits dedicated cross-filing endpoint with the right `filing_id` filter.\n\n**Keywords:** monthly N-MFP filing, classes bundled, securities\ndeferred, NAV history, liquid asset tier, master-feeder, prime fund,\ngovernment fund.","operationId":"getMoneyMarketFundFiling","parameters":[{"name":"filing_id","in":"path","required":true,"schema":{"type":"string","description":"Required. Filing identifier.","title":"Filing Id"},"description":"Required. Filing identifier."},{"name":"include_form_data","in":"query","required":false,"schema":{"type":"boolean","description":"Optional. Include the raw form_data JSON column in the response (default true).","default":true,"title":"Include Form Data"},"description":"Optional. Include the raw form_data JSON column in the response (default true)."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/MoneyMarketFundFilingDetail"}}}},"401":{"$ref":"#/components/responses/UnauthorizedError"},"404":{"$ref":"#/components/responses/NotFoundError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/proxy-votes":{"get":{"tags":["Proxy Votes"],"summary":"List filings","description":"List Form N-PX filings: annual proxy voting records from registered\ninvestment companies and certain institutional investment managers.\n\n**Examples:**\n- All filings for a manager: `?cik=1067983`\n- Reports for 2024: `?report_calendar_year=2024`\n- Confidential filings only: `?confidential_treatment=true`\n\n**Keywords:** proxy access, voting record, stewardship, ESG vote,\nsay-on-pay, board election, shareholder proposal, fiduciary, fund\ngovernance, advisory vote, executive compensation, climate vote.","operationId":"listProxyVotes","parameters":[{"name":"cik","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^\\d{1,10}$"},{"type":"null"}],"description":"Optional. Filer SEC Central Index Key (1-10 digits).","title":"Cik"},"description":"Optional. Filer SEC Central Index Key (1-10 digits)."},{"name":"ticker","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^[A-Z][A-Z0-9-]{0,9}$"},{"type":"null"}],"description":"Optional. Filer ticker symbol.","title":"Ticker"},"description":"Optional. Filer ticker symbol."},{"name":"report_type","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. N-PX report type code (e.g., 'NPX', 'NPX-NT').","title":"Report Type"},"description":"Optional. N-PX report type code (e.g., 'NPX', 'NPX-NT')."},{"name":"report_calendar_year","in":"query","required":false,"schema":{"anyOf":[{"type":"integer","maximum":2100,"minimum":1990},{"type":"null"}],"description":"Optional. Calendar year of the proxy-voting report (1990-2100).","title":"Report Calendar Year"},"description":"Optional. Calendar year of the proxy-voting report (1990-2100)."},{"name":"is_amendment","in":"query","required":false,"schema":{"anyOf":[{"type":"boolean"},{"type":"null"}],"description":"Optional. Filter to amendments (True) or originals (False).","title":"Is Amendment"},"description":"Optional. Filter to amendments (True) or originals (False)."},{"name":"confidential_treatment","in":"query","required":false,"schema":{"anyOf":[{"type":"boolean"},{"type":"null"}],"description":"Optional. Filter to confidential-treatment filings only when true.","title":"Confidential Treatment"},"description":"Optional. Filter to confidential-treatment filings only when true."},{"name":"registrant_type","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Registrant type code (e.g., 'M' management investment company, 'S' small business investment company).","title":"Registrant Type"},"description":"Optional. Registrant type code (e.g., 'M' management investment company, 'S' small business investment company)."},{"name":"accepted_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Window lower bound on accepted_time (ISO-8601 timestamp or bare date). Max span 1y unfiltered / 10y with a cik/ticker filter.","title":"Accepted Start"},"description":"Optional. Window lower bound on accepted_time (ISO-8601 timestamp or bare date). Max span 1y unfiltered / 10y with a cik/ticker filter."},{"name":"accepted_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Window upper bound on accepted_time. Page backward via the prior response's window.start.","title":"Accepted End"},"description":"Optional. Window upper bound on accepted_time. Page backward via the prior response's window.start."},{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":1000,"minimum":1,"description":"Optional. Max rows (hard cap 1000).","default":100,"title":"Limit"},"description":"Optional. Max rows (hard cap 1000)."},{"name":"cursor","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Cursor","description":"Opaque keyset pagination token from a prior response's next_cursor. Resend the same filters alongside it. Preferred over manually narrowing accepted_end."},"description":"Opaque keyset pagination token from a prior response's next_cursor. Resend the same filters alongside it. Preferred over manually narrowing accepted_end."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/ProxyVotesListResponse"}}}},"400":{"$ref":"#/components/responses/WindowError"},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/proxy-votes/entities":{"get":{"tags":["Proxy Votes"],"summary":"List funds","description":"Discovery endpoint: list distinct funds with Form N-PX proxy-voting\nfilings on file.\n\nReturns one row per `filer_cik` with:\n- Fund identifiers (CIK, modal name, ticker symbols when present)\n- `filing_count`: total N-PX filings on file\n- `period_min` / `period_max`: earliest and latest period_of_report\n\n**Examples:**\n- All funds: `/proxy-votes/entities`\n- Search by name: `/proxy-votes/entities?search=vanguard`\n- Most-active funds first: `/proxy-votes/entities?sort=filing_count&order=desc`\n\n**See also:** `/v1/entities/{cik}` for the registry-level profile\nof any fund returned here.\n\n**Keywords:** N-PX fund directory, voting fund discovery, fund\nstewardship registry, asset manager voting, name search.","operationId":"listProxyVoteEntities","parameters":[{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":1000,"minimum":1,"description":"Optional. Maximum results to return.","default":100,"title":"Limit"},"description":"Optional. Maximum results to return."},{"name":"offset","in":"query","required":false,"schema":{"type":"integer","minimum":0,"description":"Optional. Number of results to skip.","default":0,"title":"Offset"},"description":"Optional. Number of results to skip."},{"name":"search","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Search by fund name (case-insensitive).","title":"Search"},"description":"Optional. Search by fund name (case-insensitive)."},{"name":"sort","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Sort field. Allowed: `company_name`, `filing_count`, `period_max`. Default: `company_name`.","title":"Sort"},"description":"Optional. Sort field. Allowed: `company_name`, `filing_count`, `period_max`. Default: `company_name`."},{"name":"order","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^(asc|desc)$","enum":["asc","desc"]},{"type":"null"}],"description":"Optional. Sort direction: `asc` or `desc`. Default: `asc` for `company_name`, `desc` otherwise.","title":"Order"},"description":"Optional. Sort direction: `asc` or `desc`. Default: `asc` for `company_name`, `desc` otherwise."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/ProxyVotesEntitiesListResponse"}}}},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/proxy-votes/{filing_id}":{"get":{"tags":["Proxy Votes"],"summary":"Get a filing","description":"Get a single Form N-PX annual proxy-voting record by `filing_id`\n(UUID). Returns the bundled filing header (registrant, report\ncalendar year, registrant type, confidential-treatment flag) plus\nall per-meeting `votes` (issuer, meeting date, proposal text, vote\ncast: `For` / `Against` / `Abstain` / `Withheld`).\n\nPass `include_form_data=false` to drop the raw `form_data` JSON\ncolumn when you only need the structured `votes` array. Use\n`/proxy-votes` to discover `filing_id` values.\n\n**Keywords:** proxy vote, voting record, stewardship, ESG, fiduciary\nduty, say-on-pay, board election, shareholder proposal, climate\nresolution, executive comp vote.","operationId":"getProxyVoteFiling","parameters":[{"name":"filing_id","in":"path","required":true,"schema":{"type":"string","description":"Required. Filing identifier.","title":"Filing Id"},"description":"Required. Filing identifier."},{"name":"include_form_data","in":"query","required":false,"schema":{"type":"boolean","description":"Optional. Include the raw form_data JSON column in the response (default true).","default":true,"title":"Include Form Data"},"description":"Optional. Include the raw form_data JSON column in the response (default true)."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/ProxyVoteFilingDetail"}}}},"401":{"$ref":"#/components/responses/UnauthorizedError"},"404":{"$ref":"#/components/responses/NotFoundError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/reg-a-offerings":{"get":{"tags":["Reg A+ Offerings"],"summary":"List offerings","description":"List Reg A+ filings (Form 1-A, 1-K, 1-U, 1-Z): small-company public\nofferings exempt from full SEC registration.\n\n**Examples:**\n- All Tier 2 offerings: `?tier=Tier 2`\n- Filings by industry: `?issuer_industry_group=Technology`\n- Big offerings: `?min_aggregate_offering=20000000`\n\n**Keywords:** Reg A, Regulation A+, Tier 1, Tier 2, mini-IPO, JOBS\nAct, qualification, audited financials, small-company offering,\nexempt offering, retail investor, crowdfunding adjacent, Form 1-K,\nForm 1-U, Form 1-Z.","operationId":"listRegAOfferings","parameters":[{"name":"cik","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^\\d{1,10}$"},{"type":"null"}],"description":"Optional. Filer SEC Central Index Key (1-10 digits).","title":"Cik"},"description":"Optional. Filer SEC Central Index Key (1-10 digits)."},{"name":"ticker","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^[A-Z][A-Z0-9-]{0,9}$"},{"type":"null"}],"description":"Optional. Filer ticker symbol.","title":"Ticker"},"description":"Optional. Filer ticker symbol."},{"name":"tier","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Reg A+ offering tier: 'Tier 1' (up to $20M / 12 months) or 'Tier 2' (up to $75M / 12 months).","title":"Tier"},"description":"Optional. Reg A+ offering tier: 'Tier 1' (up to $20M / 12 months) or 'Tier 2' (up to $75M / 12 months)."},{"name":"audit_status","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Audit status of the issuer's financial statements (e.g., 'audited', 'reviewed', 'unaudited').","title":"Audit Status"},"description":"Optional. Audit status of the issuer's financial statements (e.g., 'audited', 'reviewed', 'unaudited')."},{"name":"issuer_industry_group","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Issuer industry group code (e.g., 'Real Estate', 'Health Care', 'Technology').","title":"Issuer Industry Group"},"description":"Optional. Issuer industry group code (e.g., 'Real Estate', 'Health Care', 'Technology')."},{"name":"jurisdiction_of_organization","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Issuer state or country of organization (e.g., 'DE', 'CA', 'CAYMAN ISLANDS').","title":"Jurisdiction Of Organization"},"description":"Optional. Issuer state or country of organization (e.g., 'DE', 'CA', 'CAYMAN ISLANDS')."},{"name":"min_aggregate_offering","in":"query","required":false,"schema":{"anyOf":[{"type":"number"},{"type":"string"},{"type":"null"}],"description":"Optional. Minimum total aggregate offering amount (USD).","title":"Min Aggregate Offering"},"description":"Optional. Minimum total aggregate offering amount (USD)."},{"name":"max_aggregate_offering","in":"query","required":false,"schema":{"anyOf":[{"type":"number"},{"type":"string"},{"type":"null"}],"description":"Optional. Maximum total aggregate offering amount (USD).","title":"Max Aggregate Offering"},"description":"Optional. Maximum total aggregate offering amount (USD)."},{"name":"min_total_assets","in":"query","required":false,"schema":{"anyOf":[{"type":"number"},{"type":"string"},{"type":"null"}],"description":"Optional. Minimum issuer total assets (USD).","title":"Min Total Assets"},"description":"Optional. Minimum issuer total assets (USD)."},{"name":"max_total_assets","in":"query","required":false,"schema":{"anyOf":[{"type":"number"},{"type":"string"},{"type":"null"}],"description":"Optional. Maximum issuer total assets (USD).","title":"Max Total Assets"},"description":"Optional. Maximum issuer total assets (USD)."},{"name":"accepted_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Window lower bound on accepted_time (ISO-8601 timestamp or bare date). Max span 1y unfiltered / 10y with a cik/ticker filter.","title":"Accepted Start"},"description":"Optional. Window lower bound on accepted_time (ISO-8601 timestamp or bare date). Max span 1y unfiltered / 10y with a cik/ticker filter."},{"name":"accepted_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Window upper bound on accepted_time. Page backward via the prior response's window.start.","title":"Accepted End"},"description":"Optional. Window upper bound on accepted_time. Page backward via the prior response's window.start."},{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":1000,"minimum":1,"description":"Optional. Max rows (hard cap 1000).","default":100,"title":"Limit"},"description":"Optional. Max rows (hard cap 1000)."},{"name":"cursor","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Cursor","description":"Opaque keyset pagination token from a prior response's next_cursor. Resend the same filters alongside it. Preferred over manually narrowing accepted_end."},"description":"Opaque keyset pagination token from a prior response's next_cursor. Resend the same filters alongside it. Preferred over manually narrowing accepted_end."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/RegAOfferingsListResponse"}}}},"400":{"$ref":"#/components/responses/WindowError"},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/reg-a-offerings/entities":{"get":{"tags":["Reg A+ Offerings"],"summary":"List issuers","description":"Discovery endpoint: list distinct issuers with Form 1-A\n(Regulation A+) offerings on file.\n\nForm 1-A is filed by the issuer itself, so each row groups by `cik`\nwith:\n- Issuer identifiers (CIK, modal name, ticker symbols when present)\n- `filing_count`: total Form 1-A filings on file\n- `period_min` / `period_max`: earliest and latest period_of_report\n\n**Examples:**\n- All issuers: `/reg-a-offerings/entities`\n- Search by name: `/reg-a-offerings/entities?search=acme`\n- Most-active issuers first: `/reg-a-offerings/entities?sort=filing_count&order=desc`\n\n**See also:** `/v1/entities/{cik}` for the registry-level profile\nof any issuer returned here.\n\n**Keywords:** Reg A issuer registry, mini-IPO directory, small-company\noffering discovery, Tier 1 issuer, Tier 2 issuer, JOBS Act issuer,\nissuer search.","operationId":"listRegAOfferingEntities","parameters":[{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":1000,"minimum":1,"description":"Optional. Maximum results to return.","default":100,"title":"Limit"},"description":"Optional. Maximum results to return."},{"name":"offset","in":"query","required":false,"schema":{"type":"integer","minimum":0,"description":"Optional. Number of results to skip.","default":0,"title":"Offset"},"description":"Optional. Number of results to skip."},{"name":"search","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Search by issuer name (case-insensitive).","title":"Search"},"description":"Optional. Search by issuer name (case-insensitive)."},{"name":"sort","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Sort field. Allowed: `company_name`, `filing_count`, `period_max`. Default: `company_name`.","title":"Sort"},"description":"Optional. Sort field. Allowed: `company_name`, `filing_count`, `period_max`. Default: `company_name`."},{"name":"order","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^(asc|desc)$","enum":["asc","desc"]},{"type":"null"}],"description":"Optional. Sort direction: `asc` or `desc`. Default: `asc` for `company_name`, `desc` otherwise.","title":"Order"},"description":"Optional. Sort direction: `asc` or `desc`. Default: `asc` for `company_name`, `desc` otherwise."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/RegAOfferingsEntitiesListResponse"}}}},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/reg-a-offerings/{filing_id}":{"get":{"tags":["Reg A+ Offerings"],"summary":"Get a filing","description":"Get a single Form 1-A Regulation A+ offering filing by `filing_id`\n(UUID). Returns the bundled filing header (issuer, tier, audited /\nunaudited financials, industry, asset range) plus all `equity_classes`\nbeing offered and any `unregistered_securities` issued in the\npreceding year.\n\nUse `/reg-a-offerings` to discover `filing_id` values.\n\n**Keywords:** Reg A, Regulation A+, Tier 1, Tier 2, mini-IPO, JOBS\nAct, qualification, audited financials, equity class, unregistered\nsecurity, exempt offering, retail offering.","operationId":"getRegAOfferingFiling","parameters":[{"name":"filing_id","in":"path","required":true,"schema":{"type":"string","description":"Required. Filing identifier.","title":"Filing Id"},"description":"Required. Filing identifier."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/RegAOfferingDetail"}}}},"401":{"$ref":"#/components/responses/UnauthorizedError"},"404":{"$ref":"#/components/responses/NotFoundError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Data","color":"green"}]}},"/v1/registration-statements":{"get":{"tags":["Registration Statements"],"summary":"List filings","description":"**Public Beta note:** this dataset is still being backfilled and\ncurrently returns empty or very sparse results; see the\n**Registration Statements** tag overview.\n\nList S-1 / S-3 / S-3ASR / S-4 / S-11 / F-1 / F-3 / F-4 filings (and\ntheir /A amendments). Each row is a prospectus filing: section content\nis fetched separately via\n`/registration-statements/sections?filing_id=...` or\n`/registration-statements/{filing_id}`.\n\n**Examples:**\n- All S-1 filings (original + amendments): `?form_type=S-1` or `?form_type=S-1/A`\n- Filings by an issuer: `?cik=320193`\n- Filings by ticker: `?ticker=AAPL`\n\n**Keywords:** IPO, secondary offering, follow-on, prospectus,\nregistration statement, S-1, S-3, S-3ASR, S-4, S-11, F-1, F-3, F-4,\n424B, shelf, foreign private issuer, deal terms, underwriting.","operationId":"listRegistrationStatements","parameters":[{"name":"cik","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^\\d{1,10}$"},{"type":"null"}],"description":"Optional. Filer SEC Central Index Key (1-10 digits).","title":"Cik"},"description":"Optional. Filer SEC Central Index Key (1-10 digits)."},{"name":"ticker","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^[A-Z][A-Z0-9-]{0,9}$"},{"type":"null"}],"description":"Optional. Filer ticker symbol.","title":"Ticker"},"description":"Optional. Filer ticker symbol."},{"name":"form_type","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Exact SEC form type (e.g., 'S-1', 'S-1/A', 'F-3').","title":"Form Type"},"description":"Optional. Exact SEC form type (e.g., 'S-1', 'S-1/A', 'F-3')."},{"name":"is_valid","in":"query","required":false,"schema":{"anyOf":[{"type":"boolean"},{"type":"null"}],"description":"Optional. Filter by validation status.","title":"Is Valid"},"description":"Optional. Filter by validation status."},{"name":"period_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter period_of_report >= this date.","title":"Period Start"},"description":"Optional. Filter period_of_report >= this date."},{"name":"period_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter period_of_report <= this date.","title":"Period End"},"description":"Optional. Filter period_of_report <= this date."},{"name":"accepted_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter accepted_time >= this date.","title":"Accepted Start"},"description":"Optional. Filter accepted_time >= this date."},{"name":"accepted_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter accepted_time <= this date.","title":"Accepted End"},"description":"Optional. Filter accepted_time <= this date."},{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":500,"minimum":1,"description":"Optional. Maximum results (1-500).","default":50,"title":"Limit"},"description":"Optional. Maximum results (1-500)."},{"name":"offset","in":"query","required":false,"schema":{"type":"integer","minimum":0,"description":"Optional. Results to skip for pagination.","default":0,"title":"Offset"},"description":"Optional. Results to skip for pagination."},{"name":"sort","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Sort field. Allowed: `accepted_time`, `period_of_report`, `form_type`. Default: `accepted_time`.","title":"Sort"},"description":"Optional. Sort field. Allowed: `accepted_time`, `period_of_report`, `form_type`. Default: `accepted_time`."},{"name":"order","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^(asc|desc)$","enum":["asc","desc"]},{"type":"null"}],"description":"Optional. Sort direction: `asc` or `desc`. Default: `desc`.","title":"Order"},"description":"Optional. Sort direction: `asc` or `desc`. Default: `desc`."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/RegistrationStatementFilingsListResponse"}}}},"400":{"$ref":"#/components/responses/WindowError"},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Mixed","color":"purple"}]}},"/v1/registration-statements/sections":{"get":{"tags":["Registration Statements"],"summary":"Sections stream","description":"**Public Beta note:** this dataset is still being backfilled and\ncurrently returns empty or very sparse results; see the\n**Registration Statements** tag overview.\n\nStream prospectus sections across many filings: Risk Factors, Use of\nProceeds, Plan of Distribution, Business Description, MD&A, etc.\n\n**Required:** at least one of `filing_id`, `cik`, `ticker`, `form_type`. Returns `400 MISSING_PARAMETER` otherwise.\n\n**Examples:**\n- All sections of one filing: `?filing_id=...`\n- All Risk Factors across S-1s: `?form_type=S-1&section_title=Risk Factors`\n- Lightweight listing (titles + lengths, no body): `?form_type=S-1&include_text=false`\n\nHeavy JSON columns (`text_json`, `table_json`, `validated_json`) ship\nby default; toggle `include_text=false` for a metadata-only listing.\n\n**Keywords:** Risk Factors, Use of Proceeds, Plan of Distribution,\nMD&A, Business Description, Capitalization, Dividend Policy,\nManagement, Selling Stockholders, Underwriting, prospectus section,\nboilerplate, language drift, NLP corpus, redline.","operationId":"listRegistrationStatementSections","parameters":[{"name":"filing_id","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Conditional: at least one of `filing_id`, `cik`, `ticker`, `form_type` is required. Filing identifier.","title":"Filing Id"},"description":"Conditional: at least one of `filing_id`, `cik`, `ticker`, `form_type` is required. Filing identifier."},{"name":"cik","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^\\d{1,10}$"},{"type":"null"}],"description":"Conditional: at least one of `filing_id`, `cik`, `ticker`, `form_type` is required. Filer CIK.","title":"Cik"},"description":"Conditional: at least one of `filing_id`, `cik`, `ticker`, `form_type` is required. Filer CIK."},{"name":"ticker","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^[A-Z][A-Z0-9-]{0,9}$"},{"type":"null"}],"description":"Conditional: at least one of `filing_id`, `cik`, `ticker`, `form_type` is required. Filer ticker.","title":"Ticker"},"description":"Conditional: at least one of `filing_id`, `cik`, `ticker`, `form_type` is required. Filer ticker."},{"name":"form_type","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Conditional: at least one of `filing_id`, `cik`, `ticker`, `form_type` is required. SEC form type (e.g. S-1, S-3).","title":"Form Type"},"description":"Conditional: at least one of `filing_id`, `cik`, `ticker`, `form_type` is required. SEC form type (e.g. S-1, S-3)."},{"name":"section_title","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Case-insensitive substring match on section_title (e.g., 'Risk Factors', 'Use of Proceeds').","title":"Section Title"},"description":"Optional. Case-insensitive substring match on section_title (e.g., 'Risk Factors', 'Use of Proceeds')."},{"name":"min_text_length","in":"query","required":false,"schema":{"anyOf":[{"type":"integer","minimum":0},{"type":"null"}],"description":"Optional. Minimum text length in characters (drops short / boilerplate sections).","title":"Min Text Length"},"description":"Optional. Minimum text length in characters (drops short / boilerplate sections)."},{"name":"max_text_length","in":"query","required":false,"schema":{"anyOf":[{"type":"integer","minimum":0},{"type":"null"}],"description":"Optional. Maximum text length in characters.","title":"Max Text Length"},"description":"Optional. Maximum text length in characters."},{"name":"period_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter period_of_report >= this date.","title":"Period Start"},"description":"Optional. Filter period_of_report >= this date."},{"name":"period_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter period_of_report <= this date.","title":"Period End"},"description":"Optional. Filter period_of_report <= this date."},{"name":"accepted_start","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter accepted_time >= this date.","title":"Accepted Start"},"description":"Optional. Filter accepted_time >= this date."},{"name":"accepted_end","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Filter accepted_time <= this date.","title":"Accepted End"},"description":"Optional. Filter accepted_time <= this date."},{"name":"include_text","in":"query","required":false,"schema":{"type":"boolean","description":"Optional. Include heavy JSON columns (text_json, table_json, validated_json); set false for a lightweight listing without payloads.","default":true,"title":"Include Text"},"description":"Optional. Include heavy JSON columns (text_json, table_json, validated_json); set false for a lightweight listing without payloads."},{"name":"limit","in":"query","required":false,"schema":{"type":"integer","maximum":500,"minimum":1,"description":"Optional. Maximum results (1-500).","default":100,"title":"Limit"},"description":"Optional. Maximum results (1-500)."},{"name":"offset","in":"query","required":false,"schema":{"type":"integer","minimum":0,"description":"Optional. Results to skip for pagination.","default":0,"title":"Offset"},"description":"Optional. Results to skip for pagination."},{"name":"sort","in":"query","required":false,"schema":{"anyOf":[{"type":"string"},{"type":"null"}],"description":"Optional. Sort field. Allowed: `accepted_time`, `text_length`, `section_title`. Default: `accepted_time`.","title":"Sort"},"description":"Optional. Sort field. Allowed: `accepted_time`, `text_length`, `section_title`. Default: `accepted_time`."},{"name":"order","in":"query","required":false,"schema":{"anyOf":[{"type":"string","pattern":"^(asc|desc)$","enum":["asc","desc"]},{"type":"null"}],"description":"Optional. Sort direction: `asc` or `desc`. Default: `desc`.","title":"Order"},"description":"Optional. Sort direction: `asc` or `desc`. Default: `desc`."}],"responses":{"200":{"description":"Successful Response","content":{"application/json":{"schema":{"$ref":"#/components/schemas/RegistrationStatementSectionsListResponse"}}}},"400":{"$ref":"#/components/responses/WindowError"},"401":{"$ref":"#/components/responses/UnauthorizedError"},"422":{"$ref":"#/components/responses/ValidationError"},"429":{"$ref":"#/components/responses/RateLimitError"},"500":{"$ref":"#/components/responses/UnexpectedError"},"502":{"$ref":"#/components/responses/BadGatewayError"},"503":{"$ref":"#/components/responses/QueryError"}},"x-badges":[{"name":"Mixed","color":"purple"}]}},"/v1/registration-statements/sections/{section_id}":{"get":{"tags":["Registration Statements"],"summary":"Get a section","description":"**Public Beta note:** this dataset is still being backfilled and\ncurrently returns empty or very sparse results; see the\n**Registration Statements** tag overview.\n\nReturns a single section's full content: heavy JSON columns always\npopulated.\n\n**Keywords:** prospectus section, Risk Factors, MD&A, Use of Proceeds,\nPlan of Distribution, full text, table_json, structured prose.","operationId":"getRegistrationStatementSection","parameters":[{"name":"section_id","in":"path","required":true,"schema":{"type":"string","format":"uuid","description":"Required. 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(1-indexed)","default":1},"page_size":{"type":"integer","title":"Page Size","description":"Results per page"},"total_pages":{"type":"integer","title":"Total Pages","description":"Total number of pages","default":1},"data":{"items":{"$ref":"#/components/schemas/RegistrationStatementSectionResponse"},"type":"array","title":"Data","description":"Page of prospectus section rows"}},"type":"object","required":["page_size","data"],"title":"RegistrationStatementSectionsListResponse","example":{"total":3,"page":1,"page_size":50,"total_pages":1,"data":[{"section_id":"7c9e6f2a-1b3d-4a8e-9f12-2a5c7e8b1d40","filing_id":"0001750001_0001750001-24-009912","cik":"1750001","form_type":"4","accepted_time":"2024-03-17T16:30:00","period_of_report":"2024-03-17T16:30:00","is_valid":true,"filer_name":"Nova Robotics Inc.","section_title":"Risk Factors","section_order":1,"page_number":"12","text_length":1,"table_count":3,"text_json":null,"table_json":null,"validated_json":null}]}},"RegistrationStatementsEntitiesListResponse":{"properties":{"total":{"type":"integer","title":"Total","description":"Total count of matching rows","default":0},"page":{"type":"integer","title":"Page","description":"Current page number (1-indexed)","default":1},"page_size":{"type":"integer","title":"Page Size","description":"Results per page"},"total_pages":{"type":"integer","title":"Total Pages","description":"Total number of pages","default":1},"data":{"items":{"$ref":"#/components/schemas/RegistrationStatementsEntitySummary"},"type":"array","title":"Data","description":"Page of issuers with registration-statement data on file."}},"type":"object","required":["page_size","data"],"title":"RegistrationStatementsEntitiesListResponse","example":{"total":3,"page":1,"page_size":50,"total_pages":1,"data":[{"cik":"1750001","company_name":"Nova Robotics Inc.","tickers":["NOVA"],"filing_count":3,"period_min":"2024-03-15","period_max":"2024-03-15"}]}},"RegistrationStatementsEntitySummary":{"properties":{"cik":{"type":"string","title":"Cik","description":"Required. Issuer SEC Central Index Key (canonical short form, no leading zeros)."},"company_name":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Company Name","description":"Optional. Modal issuer name across the issuer's registration-statement filings."},"tickers":{"anyOf":[{"items":{"type":"string"},"type":"array"},{"type":"null"}],"title":"Tickers","description":"Optional. Issuer ticker symbols sampled from one filing's `filer_tickers`."},"filing_count":{"type":"integer","title":"Filing Count","description":"Required. Total registration-statement filings on file for this issuer."},"period_min":{"anyOf":[{"type":"string","format":"date"},{"type":"null"}],"title":"Period Min","description":"Optional. Earliest period_of_report observed for this issuer."},"period_max":{"anyOf":[{"type":"string","format":"date"},{"type":"null"}],"title":"Period Max","description":"Optional. Latest period_of_report observed for this issuer."}},"type":"object","required":["cik","filing_count"],"title":"RegistrationStatementsEntitySummary","description":"Per-issuer summary of registration-statement filing availability.\n\nOne row per distinct ``cik`` with modal ``filer_name``, total\nfiling count, and observed period-of-report range."},"ReportingOwnerResponse":{"properties":{"record_index":{"type":"integer","title":"Record Index","description":"Per-filing 0-based ordinal of this owner row"},"rpt_owner_cik":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Rpt Owner Cik","description":"Reporting owner (insider) SEC CIK"},"rpt_owner_name":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Rpt Owner Name","description":"Reporting owner (insider) legal name"},"officer_title":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Officer Title","description":"Officer title (e.g., 'Chief Executive Officer'); blank if not an officer"},"is_director":{"anyOf":[{"type":"boolean"},{"type":"null"}],"title":"Is Director","description":"True if reporting owner is a director of the issuer"},"is_officer":{"anyOf":[{"type":"boolean"},{"type":"null"}],"title":"Is Officer","description":"True if reporting owner is an officer of the issuer"},"is_ten_percent_owner":{"anyOf":[{"type":"boolean"},{"type":"null"}],"title":"Is Ten Percent Owner","description":"True if reporting owner holds 10%+ of the issuer's stock"},"is_other":{"anyOf":[{"type":"boolean"},{"type":"null"}],"title":"Is Other","description":"True if reporting owner falls into none of the above categories: see `other_text`"},"other_text":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Other Text","description":"Free-text description when `is_other` is True"}},"type":"object","required":["record_index"],"title":"ReportingOwnerResponse","description":"One reporting-owner row: the insider whose holdings or\ntransactions are being reported. A single Form 4 may list\nmultiple reporting owners (e.g., joint ownership)."},"Sc13ExhibitResponse":{"properties":{"record_index":{"type":"integer","title":"Record Index","description":"Per-filing 0-based ordinal of this exhibit"},"schedule_type":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Schedule Type","description":"Schedule variant the exhibit belongs to"},"letter":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Letter","description":"Exhibit letter or designator (e.g., 'A', 'B', '99')"},"title":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Title","description":"Exhibit title or description"}},"type":"object","required":["record_index"],"title":"Sc13ExhibitResponse","description":"One exhibit attached to the Schedule 13D/G filing."},"Sc13ReportingPersonResponse":{"properties":{"record_index":{"type":"integer","title":"Record Index","description":"Per-filing 0-based ordinal of this person row"},"cusip":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Cusip","description":"CUSIP repeated on the reporting-person cover page"},"names":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Names","description":"Reporting person name (Item 1 of the cover page)"},"citizenship":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Citizenship","description":"Citizenship or place of organization (Item 6 of the cover page)"},"reporting_person_type":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Reporting Person Type","description":"Cover-page Item 2 type code (e.g., IN individual, OO other, BD broker-dealer)"},"group_member_a":{"anyOf":[{"type":"boolean"},{"type":"null"}],"title":"Group Member A","description":"Item 2(a): person is part of a Section 13(d) group"},"group_member_b":{"anyOf":[{"type":"boolean"},{"type":"null"}],"title":"Group Member B","description":"Item 2(b): person is excluded from the group"},"sec_use_only":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Sec Use Only","description":"Item 3: SEC use only: typically blank in filings"},"source_of_funds":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Source Of Funds","description":"Item 4 source-of-funds codes (e.g., 'WC' working capital, 'PF' personal funds, 'AF' affiliate funds)"},"legal_proceedings_required":{"anyOf":[{"type":"boolean"},{"type":"null"}],"title":"Legal Proceedings Required","description":"Item 5: legal-proceedings disclosure required for this person"},"sole_voting_power":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Sole Voting Power","description":"Item 7: shares with sole voting power"},"shared_voting_power":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Shared Voting Power","description":"Item 8: shares with shared voting power"},"sole_dispositive_power":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Sole Dispositive Power","description":"Item 9: shares with sole dispositive power"},"shared_dispositive_power":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Shared Dispositive Power","description":"Item 10: shares with shared dispositive power"},"aggregate_amount":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Aggregate Amount","description":"Item 11: aggregate beneficial ownership reported by this person"},"excludes_certain_shares":{"anyOf":[{"type":"boolean"},{"type":"null"}],"title":"Excludes Certain Shares","description":"Item 12: row 11 excludes certain shares"},"percent_of_class":{"anyOf":[{"type":"string"},{"type":"null"}],"title":"Percent Of Class","description":"Item 13: percent of class represented by row 11 (whole number, e.g. 5.2)"}},"type":"object","required":["record_index"],"title":"Sc13ReportingPersonResponse","description":"One reporting-person row from a Schedule 13D/G: the cover-page\nbreakdown of voting and dispositive power for an individual or\nentity claiming beneficial ownership."},"ScheduleType":{"type":"string","enum":["SC 13D","SC 13D/A","SC 13G","SC 13G/A","13D","13G"],"title":"ScheduleType","description":"Schedule 13 variants. SC 13D is the activist form (used when the\nholder intends to influence control); SC 13G is the passive form\n(used by qualified institutional investors with no such intent).\nThe `/A` suffix indicates an amendment to a prior filing."},"TransactionKind":{"type":"string","enum":["nonderiv","deriv","all"],"title":"TransactionKind","description":"Type of insider transaction. `nonderiv` covers direct stock\nholdings and trades; `deriv` covers options, warrants, RSUs, and\nother derivative securities; `all` returns both."},"WindowInfo":{"properties":{"axis":{"type":"string","title":"Axis","description":"Column the window was applied to (e.g. 'accepted_time')"},"start":{"anyOf":[{"type":"string","format":"date-time"},{"type":"null"}],"title":"Start","description":"Inclusive lower bound, or null if open (most-recent rows)"},"end":{"anyOf":[{"type":"string","format":"date-time"},{"type":"null"}],"title":"End","description":"Inclusive upper bound, or null if open"}},"type":"object","required":["axis"],"title":"WindowInfo","description":"The accepted_time window actually queried (echoed back to the caller)."},"ErrorResponse":{"description":"Standardized error response structure (the inner object of the {\"error\": {...}} envelope).\n\n4xx codes describe what is wrong with the request (e.g. VALIDATION_ERROR, WINDOW_TOO_WIDE, MISSING_PARAMETER, HTTP_404). 5xx codes indicate a server-side problem (INTERNAL_ERROR, BAD_GATEWAY, SERVICE_UNAVAILABLE): quote the request_id when contacting support so we can trace it.","example":{"code":"VALIDATION_ERROR","message":"Request validation failed with 1 error(s)","details":[{"loc":["query","ticker"],"msg":"String should match pattern '^[A-Z][A-Z0-9-]{0,9}$'","type":"string_pattern_mismatch","hint":"Ticker must be uppercase letters only (e.g., 'AAPL' not 'aapl')."}],"timestamp":"2024-10-28T12:00:00Z","request_id":"5d2c8a7e-3f1b-4e9a-9c2d-7b8e1f4a5c6d"},"properties":{"code":{"description":"Machine-readable error code (UPPERCASE_SNAKE_CASE)","title":"Code","type":"string"},"message":{"description":"Human-readable error message","title":"Message","type":"string"},"details":{"anyOf":[{"type":"array"},{"type":"object"},{"type":"null"}],"default":null,"description":"Additional error context","title":"Details"},"request_id":{"anyOf":[{"type":"string"},{"type":"null"}],"default":null,"description":"Correlation ID for this request; quote it when reporting an issue","title":"Request Id"},"timestamp":{"description":"When the error occurred","format":"date-time","title":"Timestamp","type":"string"}},"required":["code","message"],"title":"ErrorResponse","type":"object"}},"securitySchemes":{"ApiKeyAuth":{"type":"apiKey","in":"header","name":"apikey","description":"API key for authentication. Get your key at https://www.3spread.com/auth/signup"},"ApiKeyHeaderAlias":{"type":"apiKey","in":"header","name":"X-API-Key","description":"Alias for the `apikey` header: same key value, conventional naming."},"BearerAuth":{"type":"http","scheme":"bearer","description":"`Authorization: Bearer <key>`, where `<key>` is the same value as the `apikey` header. Slots into standard SDK auth helpers."}},"responses":{"UnauthorizedError":{"description":"Authentication failed - missing or invalid API key","content":{"application/json":{"schema":{"type":"object","properties":{"message":{"type":"string"}},"example":{"message":"Missing API key in request"}}}}},"NotFoundError":{"description":"Resource not found - the requested filing, entity, or section does not exist","content":{"application/json":{"schema":{"type":"object","required":["error"],"properties":{"error":{"$ref":"#/components/schemas/ErrorResponse"}}},"example":{"error":{"code":"HTTP_404","message":"Entity not found in registry: '999999999'","timestamp":"2024-10-28T12:00:00Z","request_id":"5d2c8a7e-3f1b-4e9a-9c2d-7b8e1f4a5c6d"}}}}},"WindowError":{"description":"Bad request: the requested date window is wider than this endpoint allows (`WINDOW_TOO_WIDE`), or a required bounded window / narrowing filter is missing (`MISSING_PARAMETER`). The window bounds the scan; widen the allowed span by adding a cik/ticker filter, or narrow the request. Do NOT iterate past the limit assuming you received the full range.","content":{"application/json":{"schema":{"type":"object","required":["error"],"properties":{"error":{"$ref":"#/components/schemas/ErrorResponse"}}},"example":{"error":{"code":"WINDOW_TOO_WIDE","message":"Requested window (5844d) exceeds the maximum (3d) for this endpoint. Add a cik/ticker filter to widen the allowed window, or narrow the request. Do NOT iterate past this limit assuming you received the full range. See the docs for this endpoint's window policy.","timestamp":"2026-06-23T12:00:00Z"}}}}},"ValidationError":{"description":"Request validation failed - invalid or missing parameters","content":{"application/json":{"schema":{"type":"object","required":["error"],"properties":{"error":{"$ref":"#/components/schemas/ErrorResponse"}}},"example":{"error":{"code":"VALIDATION_ERROR","message":"Request validation failed with 1 error(s)","details":[{"loc":["query","ticker"],"msg":"String should match pattern '^[A-Z][A-Z0-9-]{0,9}$'","type":"string_pattern_mismatch","hint":"Ticker must be uppercase letters only (e.g., 'AAPL' not 'aapl')."}],"timestamp":"2024-10-28T12:00:00Z"}}}}},"BadRequestError":{"description":"Request rejected: usually a missing required parameter or an at-least-one-of constraint not satisfied.","content":{"application/json":{"schema":{"type":"object","required":["error"],"properties":{"error":{"$ref":"#/components/schemas/ErrorResponse"}}},"example":{"error":{"code":"MISSING_PARAMETER","message":"Missing required parameter: 'cusip, name_of_issuer, filing_manager_cik, filing_id'. At least one of [cusip, name_of_issuer, filing_manager_cik, filing_id] is required","timestamp":"2024-10-28T12:00:00Z"}}}}},"UnexpectedError":{"description":"Unhandled server error. Quote the request_id from the error envelope (also returned in the X-Request-ID response header) when reporting the issue.","content":{"application/json":{"schema":{"type":"object","required":["error"],"properties":{"error":{"$ref":"#/components/schemas/ErrorResponse"}}},"example":{"error":{"code":"INTERNAL_ERROR","message":"An unexpected error occurred","request_id":"5d2c8a7e-3f1b-4e9a-9c2d-7b8e1f4a5c6d","timestamp":"2024-10-28T12:00:00Z"}}}}},"BadGatewayError":{"description":"An upstream dependency is unavailable. Retry with exponential backoff.","content":{"application/json":{"schema":{"type":"object","required":["error"],"properties":{"error":{"$ref":"#/components/schemas/ErrorResponse"}}},"example":{"error":{"code":"BAD_GATEWAY","message":"Service temporarily unavailable","request_id":"5d2c8a7e-3f1b-4e9a-9c2d-7b8e1f4a5c6d","timestamp":"2024-10-28T12:00:00Z"}}}}},"RateLimitError":{"description":"Rate limit exceeded for your tier","content":{"application/json":{"schema":{"type":"object","properties":{"message":{"type":"string"}}},"example":{"message":"API rate limit exceeded"}}}},"QueryError":{"description":"The service is temporarily unavailable. Retry with exponential backoff.","content":{"application/json":{"schema":{"type":"object","required":["error"],"properties":{"error":{"$ref":"#/components/schemas/ErrorResponse"}}},"example":{"error":{"code":"SERVICE_UNAVAILABLE","message":"Service temporarily unavailable","request_id":"5d2c8a7e-3f1b-4e9a-9c2d-7b8e1f4a5c6d","timestamp":"2024-10-28T12:00:00Z"}}}}}}},"tags":[{"name":"Welcome","description":"The 3spread API serves machine-readable SEC filing data. Raw EDGAR\nfilings are normalized into typed structured datasets and categorized\ntextual sections so analysts, quants, and product teams can query the\nregulatory record as data instead of scraping PDFs.\n\n## What you get\n\n- **Structured data** (key:value extractions): holdings tables, insider transactions, beneficial-ownership\n  positions, offering terms, and fund exposures.\n- **Textual data** (categorized narrative sections): MD&A, risk\n  factors, business descriptions, CD&A, prospectus items, and other\n  registration-statement sections.\n\n## How to navigate the sidebar\n\nEndpoints are grouped by what they cover:\n\n- **Core**: per-filing-family resources (insiders, institutional\n  holdings, fund portfolios, beneficial ownership, money market funds,\n  proxy votes, private offerings, proposed sales, fund census, Reg A+\n  offerings, and registration statements) plus cross-cutting registries:\n  entities, coverage, the per-family changefeed, and the master filings\n  index.\n- **System**: liveness and readiness probes.\n\nMost per-family tags expose a list endpoint for paging through filings,\nan `/entities` rollup of the issuers in that family, and a per-filing\ndetail endpoint. Larger families add more sub-resources (holdings,\ntransactions, sections, time series).\n\n## Next\n\n- **Quick Start**: make your first request in three steps.\n- **Authentication**: API keys, headers, and auth failures.\n- **Response Conventions**: pagination, errors, identifiers, dates,\n  and numeric formatting.\n- **Python?** The official open-source client is\n  [py3spread](https://github.com/3spread/py3spread)\n  (`pip install py3spread`), with example notebooks in the repo.","x-status":"documentation"},{"name":"Quick Start","description":"The fastest path from zero to your first response.\n\n## 1. Get an API key\n\nSign up at [3spread.com/auth/signup](https://www.3spread.com/auth/signup)\nand provision a key from your dashboard.\n\n## 2. Make a request\n\n```bash\ncurl \"https://api.3spread.com/v1/filings?ticker=AAPL&limit=2\" \\\n  -H \"apikey: YOUR_API_KEY\"\n```\n\nOr use [py3spread](https://github.com/3spread/py3spread), the\nofficial open-source Python client:\n\n```bash\npip install py3spread\n```\n\n```python\nfrom py3spread import Client\n\nclient = Client()  # reads THREESPREAD_API_KEY from the environment\npage = client.filings.list(ticker=\"AAPL\", limit=2)\n```\n\n## 3. Inspect the response\n\n```json\n{\n  \"data\": [\n    {\n      \"filing_id\": \"0001209191_0001209191-24-031337\",\n      \"cik\": \"1209191\",\n      \"form_type\": \"4\",\n      \"period_of_report\": \"2024-03-15\",\n      \"accepted_time\": \"2024-03-17T16:30:00\",\n      \"is_valid\": true,\n      \"is_amendment\": false,\n      \"amends_filing_id\": null,\n      \"amendment_filing_ids\": [],\n      \"filer_name\": \"DOE JOHN\",\n      \"filer_tickers\": [\"AAPL\"],\n      \"filer_sic\": \"3571\",\n      \"accession_num\": \"0001209191-24-031337\",\n      \"source_url\": \"https://www.sec.gov/Archives/edgar/data/1209191/000120919124031337/0001209191-24-031337-index.htm\"\n    }\n  ],\n  \"window\": { \"axis\": \"accepted_time\", \"start\": null, \"end\": null },\n  \"returned\": 1,\n  \"limit\": 1000,\n  \"has_more\": true,\n  \"sort\": \"accepted_time desc\",\n  \"next_cursor\": \"MjAyNC0xMC0wOFQwMDowMDowMB8xNzUwMDAxXzAwMDExMDQ2NTktMjQtMDEyMzQ1\"\n}\n```\n\n## What just happened\n\nYou queried the master `/v1/filings` index filtered by ticker. The\nresponse is a keyset-paginated list: each `data[]` entry identifies one\nSEC filing, `has_more` tells you whether another page exists, and\n`accession_num` / `source_url` link straight back to EDGAR. See\n**Response Conventions** for the pagination and identifier rules that\napply across every endpoint.\n\n## Where to go next\n\n- **Pick your dataset.** Sidebar tags are grouped by what they cover.\n  Per-family tags (Insiders, Institutional Holdings, Fund Portfolios,\n  Beneficial Ownership, ...) each expose a list endpoint, an `/entities`\n  rollup, and per-filing detail. Cross-cutting tags (Entities, Coverage,\n  Changes) bridge across families.\n- **Track what's new.** The `/v1/changes/{family}` changefeed streams\n  newly accepted filings per family, ordered by acceptance time. Poll\n  it to keep a downstream store in sync.","x-status":"documentation"},{"name":"Authentication","description":"All requests require an API key passed in the `apikey` HTTP header.\n\n## Request format\n\n```http\nGET /v1/filings?ticker=AAPL HTTP/1.1\nHost: api.3spread.com\napikey: YOUR_API_KEY\n```\n\nThe same key value also works as `X-API-Key` or as a bearer token\n(`Authorization: Bearer YOUR_API_KEY`) if that fits your client better.\n\nIf you use Python, the official\n[py3spread](https://github.com/3spread/py3spread) client sets the\n`apikey` header for you and reads the key from the\n`THREESPREAD_API_KEY` environment variable.\n\n## Getting an API key\n\nSign up at [3spread.com/auth/signup](https://www.3spread.com/auth/signup)\nand provision a key from your dashboard.\n\n## Authentication failures\n\nMissing or invalid keys return **HTTP 401**:\n\n```json\n{\n  \"error\": {\n    \"code\": \"HTTP_401\",\n    \"message\": \"Invalid API key in request\",\n    \"timestamp\": null\n  }\n}\n```\n\nThe 401 is raised at the gateway, before the request reaches the\napplication. It uses the same envelope shape documented in\n**Response Conventions**, with two markers that identify a\ngateway-emitted error: `timestamp` is always `null` and there is no\n`request_id`.\n\n## Key rotation\n\nRotate keys via the 3spread dashboard. Rotation is immediate: the old\nkey is revoked and subsequent requests return 401. In-flight requests\non the rotated key complete normally.\n\n## Rate limits\n\nRequests are rate-limited per API key, based on the tier the key is\nissued under. The **Community** tier (free) has a default limit of\n**600 requests per minute**. Commercial partners are provisioned with\ncustom rate limits defined for their plan.\n\nExceeding your limit returns **HTTP 429** in the same gateway-emitted\nenvelope (`timestamp` null, no `request_id`), with the message naming\nyour tier's limit:\n\n```json\n{\n  \"error\": {\n    \"code\": \"HTTP_429\",\n    \"message\": \"Rate limit exceeded - 600 requests/minute (Community)\",\n    \"timestamp\": null\n  }\n}\n```\n\nNeed higher throughput? Reach out via the\n[contact form](https://www.3spread.com/contact).","x-status":"documentation"},{"name":"Response Conventions","description":"Conventions that apply across every endpoint in the API.\n\n## Paginated list responses\n\nEvery collection endpoint returns its rows under a `data[]` array\nalongside pagination metadata. There are two pagination styles,\ndepending on the endpoint:\n\n**`has_more` (no total count)** is used by the high-volume feeds, which never run a `COUNT(*)`, so they scale to large result sets. `has_more` is `true` when more rows remain; there is no `total`. Two sub-shapes:\n\n- **Windowed lists** (`/filings`, `/insiders`, `/institutional-holdings`, `/private-offerings`, `/beneficial-ownership`, `/proposed-sales`, `/fund-census`, `/money-market-funds`, `/proxy-votes`, `/reg-a-offerings`) return an opaque **`next_cursor`** for keyset paging (see **Windowed list endpoints** below). They also echo `window`, `returned`, a fixed `sort`, and `limit` (the row cap).\n- **The changefeed** (`/changes/{family}`) also pages with an opaque **`next_cursor`**, but its body is `{ data, family, page, page_size, has_more, next_cursor }`: there are no `window` / `returned` / `sort` / `limit` echoes, and `page` / `page_size` are informational. Walk the feed with the cursor.\n- **Offset feeds** (`/fund-portfolios`, `/institutional-holdings/holdings`, `/insiders/transactions`) page with `limit`/`offset` and report `page`, `page_size`, `has_more` (no cursor, no total).\n\n```json\n{ \"data\": [ ... ], \"has_more\": true, \"page\": 1, \"page_size\": 50 }\n```\n\n**Offset (`total` / `total_pages`)** is used by the bounded rollup and\ntime-series endpoints (the `/entities` issuer rollups, the money-market\nNAV/flows time series, and the registration-statement list and sections\nendpoints). These return a full count because the result set is small\nand the page math is useful:\n\n```json\n{ \"data\": [ ... ], \"total\": 1247, \"page\": 1, \"page_size\": 50, \"total_pages\": 25 }\n```\n\nPagination is offset-based via `limit` and `offset` query parameters\n(`offset` defaults to 0). The default and maximum `limit` are\nendpoint-specific (100 by default, up to 1000); each\nendpoint's parameters list its exact caps.\n\n\n## Windowed list endpoints: cursor, filters, and caps\n\nThe high-volume windowed lists (`/filings`, `/insiders`, `/institutional-holdings`, `/private-offerings`, `/beneficial-ownership`, `/proposed-sales`, `/fund-census`, `/money-market-funds`, `/proxy-votes`, `/reg-a-offerings`) share three rules.\n\n**A filter is required.** Each call must supply at least one identity filter (`cik`/`ticker`, or a family identifier such as `issuer_cik`/`filing_manager_cik`/`registrant_cik`) **or** a fully-bounded date window (both `*_start` and `*_end`). A fully unfiltered call returns `400`.\n\n**`limit` is the row cap, not an echo.** The `limit` field in the response body is the endpoint's fixed maximum page size, not the `?limit=` you sent. Rows actually returned is `returned`; `?limit=` only caps that downward.\n\n**Cursor pagination.** When `has_more` is `true`, the response includes an opaque `next_cursor`. Fetch the next page by resending the **same filters** plus `?cursor=<next_cursor>`. The cursor is a keyset over `(accepted_time, filing_id)`, so it never duplicates a boundary row and always advances, including past a single day holding more filings than the page cap and past the row cap itself. `next_cursor` is `null` on the last page. Prefer the cursor over manually narrowing `accepted_end`.\n\n**Date-window caps.** A both-bounded window wider than the endpoint maximum returns `400 WINDOW_TOO_WIDE`. The cap is tighter without an identity filter:\n\n| Endpoints | Unfiltered max | With cik/ticker |\n|---|---|---|\n| `/filings`, `/insiders` | 3 days | 730 days |\n| `/institutional-holdings`, `/private-offerings`, `/proposed-sales` | 31 days | 1830 days |\n| `/beneficial-ownership`, `/money-market-funds` | 92 days | 3650 days |\n| `/fund-census`, `/reg-a-offerings`, `/proxy-votes` | 730 days | 3650 days |\n\nTo page a wide range, walk it with the cursor rather than requesting one wide window.\n\n## Endpoints with their own filter requirement\n\nThe rule above covers the windowed lists. Four more endpoints refuse\nunfiltered calls, each with its own accepted filter set (full details\non the endpoint):\n\n- `/insiders/transactions`: at least one of `issuer_cik` / `issuer_ticker` / `rpt_owner_cik`, **plus** at least one of `transaction_start` / `transaction_end` (else `400 MISSING_PARAMETER`).\n- `/fund-portfolios`: at least one of `registrant_cik` / `series_id` / `class_id`, or a fully-bounded `report_period_*` or `accepted_*` window (else `400` with code `HTTP_400`).\n- `/fund-portfolios/holdings`: at least one of `cusip` / `isin` / `lei` / `name` / `registrant_cik` / `filing_id` (else `400 MISSING_PARAMETER`).\n- `/registration-statements/sections`: at least one of `filing_id` / `cik` / `ticker` / `form_type` (else `400 MISSING_PARAMETER`).\n## Error envelope\n\nAll application errors (400-503) return the same envelope, with the\nerror nested under an `error` key:\n\n```json\n{\n  \"error\": {\n    \"code\": \"VALIDATION_ERROR\",\n    \"message\": \"Request validation failed with 1 error(s)\",\n    \"details\": [\n      {\n        \"loc\": [\"query\", \"ticker\"],\n        \"msg\": \"string does not match pattern\",\n        \"type\": \"string_pattern_mismatch\"\n      }\n    ],\n    \"timestamp\": \"2024-10-28T12:00:00Z\",\n    \"request_id\": \"5d2c8a7e-3f1b-4e9a-9c2d-7b8e1f4a5c6d\"\n  }\n}\n```\n\n| Status | `code` | Meaning |\n|---|---|---|\n| `400` | `WINDOW_TOO_WIDE`, `MISSING_PARAMETER`, `HTTP_400` | Date window exceeds the endpoint maximum, a required parameter is missing, or another bad-request guard fired |\n| `401` | `HTTP_401` | Missing or invalid API key. Gateway-emitted (`timestamp` is `null`, no `request_id`): see **Authentication** |\n| `404` | `HTTP_404` | The requested filing, entity, or section does not exist |\n| `422` | `VALIDATION_ERROR` | A query or path parameter failed validation; `details` lists each field error (`loc`/`msg`/`type`) |\n| `429` | `HTTP_429` | Rate limit exceeded. Gateway-emitted (`timestamp` is `null`, no `request_id`): see **Authentication** |\n| `500` | `INTERNAL_ERROR` | Unexpected server error; quote `request_id` when reporting it |\n| `502` | `BAD_GATEWAY` | An upstream dependency (gateway / control plane) failed |\n| `503` | `SERVICE_UNAVAILABLE` | Database or query timeout; retry with backoff |\n\nSome errors are emitted by the API gateway rather than the\napplication: 401, 429, and gateway-raised 403 / 404 / 503. They use\nthe same envelope, but always with `\"timestamp\": null` and no\n`request_id`; application-emitted errors always carry both. One more\ncaveat: the missing-filter guard returns `MISSING_PARAMETER` on most\nendpoints but the generic `HTTP_400` on `/filings` and\n`/fund-portfolios`, so key missing-filter handling on the `400`\nstatus, not the specific code.\n\n5xx codes are deliberately generic so the response never leaks which\ninternal component failed; the `request_id` (also returned as the\n`X-Request-ID` header) is your handle for support. Field-level 422 errors carry `loc` / `msg` / `type` per failed field; key your handling on the top-level `error.code`, as the `details` shapes are informational and may change.\n\n## Identifier formats\n\n| Identifier | Format | Example |\n|---|---|---|\n| **CIK** | Canonical unpadded form on output; accepts padded or unpadded on input | `\"320193\"` (input `\"0000320193\"` also accepted) |\n| **Ticker** | Uppercase letters, digits, and hyphens (`^[A-Z][A-Z0-9-]{0,9}$`); lowercase is **rejected with 422**, not auto-corrected | `\"AAPL\"`, `\"BRK-B\"` |\n| **Accession number** | 18-char hyphenated EDGAR format | `\"0001209191-24-031337\"` |\n| **Section ID** | UUID v4 | `\"550e8400-e29b-41d4-a716-446655440000\"` |\n| **Filing ID** | Opaque internal composite (`{cik}_{accession}`) | `\"0001209191_0001209191-24-031337\"` |\n\nCIK accepts either form on input (`320193` and `0000320193` return\nidentical bodies) and is emitted in canonical unpadded form. Ticker is\nvalidated, not normalized: a lowercase ticker is a 422, never silently\nupcased.\n\n## Numbers, dates, and times\n\n- **Dates** (e.g. `period_of_report`): ISO 8601 date only,\n  `\"2024-03-15\"`.\n- **Datetimes** (e.g. `accepted_time`): SEC filing timestamps are\n  **naive**: ISO 8601 with **no** timezone offset, `\"2024-03-17T16:30:00\"`.\n  Fractional seconds appear only when non-zero. (The one exception is the\n  error envelope's `timestamp`, which is UTC with a trailing `Z` on application-emitted errors and `null` on gateway-emitted ones; see **Error envelope**.)\n- **Decimals**: monetary and ratio values are emitted as JSON\n  **strings** at full database precision (e.g. `\"360836000000.00\"`) to\n  avoid floating-point rounding. Parse them with a decimal type, not a\n  float.\n\n## Tracing data back to its filing\n\nFiling rows carry the identity of their source SEC submission as\ntop-level fields. There is no separate metadata envelope:\n\n- `filing_id`: opaque internal composite (`{cik}_{accession}`)\n- `cik`, `form_type`, `period_of_report`, `accepted_time`\n- `accession_num` and `source_url` are **derived from `filing_id`**; an\n  unparseable `filing_id` yields `null` for both\n- `is_amendment`, `amends_filing_id`, and `amendment_filing_ids` track\n  amendment relationships where applicable\n\nUse these for citations, audit trails, and diffing amendments against\nthe filings they supersede.","x-status":"documentation"},{"name":"Filings","description":"Cross-cutting master filings index. Lists every SEC filing the ETL has processed, classified by family. Use this for discovery and screening across all filing types.\n\n**Coverage note.** This index currently contains only the go-live filing form types (e.g. 3, 4, 5, 144, 13F-HR, 13F-NT, SC 13D, SC 13G, D, N-MFP2, N-MFP3, NPORT-P, N-CEN, N-PX, 1-A, and their amendments), for filings accepted on or after 2021-01-01. A `form_type` outside that set (e.g. `10-K`, `8-K`) returns an empty list, not an error.","x-status":"core"},{"name":"Insiders","description":"Forms 3, 4, 5: insider beneficial ownership filings. Filings list, cross-filing insider transaction stream, and per-filing detail with all reporting owners, holdings, and transactions.","x-status":"core"},{"name":"Institutional Holdings","description":"Form 13F: institutional investment manager quarterly holdings reports. Filings list, cross-filing holdings stream, distinct managers, and per-filing detail.","x-status":"core"},{"name":"Private Offerings","description":"Form D: Regulation D exempt offering notices. Filings list and per-filing detail with issuers and related persons.","x-status":"core"},{"name":"Fund Portfolios","description":"Form N-PORT: registered investment company monthly portfolio holdings. Filings list, cross-filing holdings stream, and per-filing detail (holdings deferred to the cross-filing endpoint).","x-status":"core"},{"name":"Money Market Funds","description":"Form N-MFP2: money market fund monthly portfolio reports. Filings list, cross-filing securities, four NAV/liquidity/flow time-series endpoints, and per-filing detail with share classes.","x-status":"core"},{"name":"Beneficial Ownership","description":"Schedule 13D / 13G: 5%+ beneficial ownership reports. Filings list and per-filing detail with reporting persons and exhibits.","x-status":"core"},{"name":"Proposed Sales","description":"Form 144: notice of proposed sale of restricted or control securities under Rule 144. Filings list and per-filing detail with proposed acquisitions and 3-month prior sales.","x-status":"core"},{"name":"Fund Census","description":"Form N-CEN: annual investment company census reports. Filings list and per-filing detail with fund series and share classes.","x-status":"core"},{"name":"Proxy Votes","description":"Form N-PX: annual proxy voting record reports. Filings list and per-filing detail with vote records.","x-status":"core"},{"name":"Reg A+ Offerings","description":"Regulation A+ offerings: Forms 1-A / 1-K / 1-U / 1-Z. Filings list (Tier 1 and Tier 2) and per-filing detail with equity classes and unregistered securities.","x-status":"core"},{"name":"Registration Statements","description":"**Actively being populated.** This dataset is still being backfilled, with ingestion scheduled during off-peak, low-load windows to avoid impacting other endpoints. Until the backfill completes, coverage is sparse and results may be limited or incomplete. Some filings and sections will not yet be available. Treat absence of a result here as \"not yet ingested,\" not \"does not exist.\"\n\nRegistration-statement prospectus textual sections: S-1 / S-3 / S-3ASR / S-4 / S-11 / F-1 / F-3 / F-4 (and amendments). Filings list, cross-filing sections stream with full text/table/validation JSON content, single-section by UUID, and filing detail (sections deferred to the cross-filing endpoint).","x-status":"core"},{"name":"Health","description":"Liveness and readiness probes. The `/health` response carries `data_as_of`: per-family freshness timestamps clients can use to detect ETL staleness without polling list endpoints.","x-status":"system"},{"name":"Entities","description":"Master CIK directory. Type-agnostic per-CIK profile (people and companies, with registry metadata: SIC, exchanges, EIN, LEI, state-of-incorp, filer-status flags, etc.) plus paginated directories for `/people` and `/companies`.","x-status":"core"},{"name":"Coverage","description":"Trust-and-discovery endpoints answering \"what does 3spread know?\": per-issuer coverage matrix, global per-family aggregates, stale-issuer detection, filing-intake histogram, and per-family freshness snapshot.","x-status":"core"},{"name":"Changes","description":"Per-family changefeed over `accepted_time`. Each event carries (filing_id, cik, accepted_time, action: created|amended). Replaces N per-family cursors with one sorted-by-time stream.\n\nResults are newest-first by default; pass `order=asc` for forward sync from a `since` cursor. The `{family}` segment accepts either the underscored enum (`institutional_holdings`) or the hyphenated REST spelling (`institutional-holdings`).","x-status":"core"}],"security":[{"ApiKeyAuth":[]},{"ApiKeyHeaderAlias":[]},{"BearerAuth":[]}],"x-tagGroups":[{"name":"Getting Started","tags":["Welcome","Quick Start","Authentication","Response Conventions"]},{"name":"Core","tags":["Filings","Insiders","Institutional Holdings","Private Offerings","Fund Portfolios","Money Market Funds","Beneficial Ownership","Proposed Sales","Fund Census","Proxy Votes","Reg A+ Offerings","Registration Statements","Entities","Coverage","Changes"]},{"name":"System","tags":["Health"]}]}